DFX Intelligence

L••• P••• G••••• I••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered advisermixed wealth managerSEC registeredRAUM 100m 1b

L••• P••• G••••• I••••••••• L••

CRD 153956

ALPINE, UT

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Search this name across graphsid dfx:ria:7ae45092-9760-5cca-0a7d-129e576b08af

Data as of Jul 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 18
Dated events: 12
On other graphs: 0
Observed: Dec 3, 2013 to Jul 27, 2026
45 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: mixed wealth managerderivedprivate_client_share=0.22 fund_share=0.23 institutional_share=0.51 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $598M••• Locked
Discretionary RAUM: $598M
Private client RAUM: $133Mderived••• Locked
Private client share: 22%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $99.7Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R••• P••• B••••••••	Chartered Financial Analyst	ALPINE, UT	8	16	n/a	no
W•••• G••••• P••••••	Chartered Financial Analyst	ALPINE, UT	8	16	n/a

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• R•••• P•••	MEMBER/PRINCIPAL/PORTFOLIO MANAGER/CHIEF INVESTMENT OFFICER	C	yes	04/2010	Dec 3, 2013	Mar 22, 2024
B••••• P•••• R••••••	MEMBER, ELECTED MANAGER	C	yes	06/2018	Feb 21, 2019	Mar 22, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$598M	$497M	20.5%	$342M	20.5%	10	10	0	0

Relationships

Registered with (6)

← A•••• C••••• N••••••Advisorregistration: current employment
Sep 28, 2021 to presentfactForm ADV
← D•••• W••• P•••••Advisorregistration: current employment
Sep 28, 2021 to presentfactForm ADV
← L•••• J•••• F••••Advisorregistration: current employment
Jun 11, 2021 to presentfactForm ADV
← R•••• A•••• H•••

Dated events

Occurred
Mar 31, 2023
Regulatory AUM changed
••• Locked
Form ADVobserved 8 days ago
$205M
Occurred
Mar 31, 2023
Control person left
••• Locked
Form ADVobserved 8 days ago
Occurred
Mar 31, 2023
Control person joined
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 1, 2022
Control person joined

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7ae45092-9760-5cca-0a7d-129e576b08af
First observed: Dec 3, 2013
Last observed: Jul 27, 2026 58 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.