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RIA / WealthAdvisorCertified Financial Planner16 years in industry

Matthew Harris

Advisor at MISSION WEALTH MANAGEMENT, LP

New York, NY

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Search this name across graphsid dfx:ria:2a2f3bf3-98e1-c647-61a0-32c5f0d8fb66

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Feb 21, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MISSION WEALTH MANAGEMENT, LP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 13, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Aug 13, 2010
First registration: Feb 21, 2017
Dual registered: no
IAPD individual key: 5816898

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MISSION WEALTH MANAGEMENT, LP	Independent wealth	Sep 18, 2025	n/a	yes	New York, NY	Current employment
MAI CAPITAL MANAGEMENT, LLC	Independent wealth	Jan 19, 2024	Sep 17, 2025	no	Huntington Station, NY\|CLEVELAND, OH	Previous registration
MARCUM WEALTH, LLC	Former SEC adviser	Apr 27, 2021	Jan 16, 2024	no	Melville, NY\|CLEVELAND, OH	Previous registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Oct 19, 2020	Apr 9, 2021	no	Melville, NY	Previous registration
CADARET GRANT & CO INC	Former SEC adviser	Mar 11, 2019	Oct 16, 2020	no	JERICHO, NY	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Feb 21, 2017	Feb 14, 2018	no	Manhasset, NY\|New York City, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MAI CAPITAL MANAGEMENT, LLC	MISSION WEALTH MANAGEMENT, LP	Sep 17, 2025	Sep 18, 2025	1	Firm change	RIA to RIA
MARCUM WEALTH, LLC	MAI CAPITAL MANAGEMENT, LLC	Jan 16, 2024	Jan 19, 2024	3	Firm change	RIA to RIA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	MARCUM WEALTH, LLC	Apr 9, 2021	Apr 27, 2021	18	Firm change	Ibd to RIA
CADARET GRANT & CO INC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Oct 16, 2020	Oct 19, 2020	3	Firm change	Ibd to ibd
CHARLES SCHWAB & CO., INC.	CADARET GRANT & CO INC	Feb 14, 2018	Mar 11, 2019	390	Firm change	Ibd to RIA

Relationships

Registered with (6)

→ MISSION WEALTH MANAGEMENT, LPRegistered adviserregistration: current employment
Sep 18, 2025 to presentfactForm ADV
→ MAI CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 19, 2024 to Sep 17, 2025factForm ADV
→ MARCUM WEALTH, LLCRegistered adviserregistration: previous registration
Apr 27, 2021 to Jan 16, 2024factForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Oct 19, 2020 to Apr 9, 2021factForm ADV
→ CADARET GRANT & CO INCRegistered adviserregistration: previous registration
Mar 11, 2019 to Oct 16, 2020factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Feb 21, 2017 to Feb 14, 2018factForm ADV

Dated events

Occurred
Sep 17, 2025
Advisor changed firm
Matthew Harris left Mai Capital Management, Llc for Mission Wealth Management, Lp (registered 2025-09-18)
Form ADVobserved 5 days ago
Occurred
Jan 16, 2024
Advisor changed firm
Matthew Harris left Marcum Wealth, Llc for Mai Capital Management, Llc (registered 2024-01-19)
Form ADVobserved 5 days ago