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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

AUREUM WEALTH MANAGEMENT, LLC

CRD 272027

NORTH PALM BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a7c21bb-5199-33f2-872b-aefa4155bbe4

Data as of Apr 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 6
On other graphs: 0
Observed: Apr 26, 2024 to Apr 17, 2026
11 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $151MItem 5.F on the latest filing (2026-04-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $151M
Private client RAUM: $150MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $50.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 248
Individual clients: 47
High net worth clients: 42
SEC number: 801-130362
CIK: 2093444
CRD: 272027
Filings on the tape: 11
First filed: Apr 26, 2024
Latest filed: Apr 17, 2026
Organised: Limited Liability Company, FL
Website: aureumwealthmanagement.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
CORY FRANCIS LYON	n/a	NORTH PALM BEACH, FL	5	11	1	no
THOMAS STEPHEN QUEALY	n/a	NORTH PALM BEACH, FL	1	37	1	no
Partick Michael Quealy	n/a	NORTH PALM BEACH, FL	0	10	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Ferrara, Donna, Lynn	Shareholder	D	yes	09/2021	Apr 26, 2024	Jul 3, 2024
Ferrara, Vincenzo, NMN	President	D	yes	09/2021	Apr 26, 2024	Jul 3, 2024
FUOCO, LUIGI, JOHN	MANAGING MEMBER	E	yes	09/2015	Apr 26, 2024	Jul 3, 2024
THE FUOCO GROUP HOLDINGS, LLC	MANAGING MEMBER	D	yes	06/2017	Apr 26, 2024	Jul 3, 2024
WIESENECK, PAUL, MARTIN	MANAGING PRINCIPAL	B	yes	07/2017	Apr 26, 2024	Jul 3, 2024
DVM ADVISORS, INC.	Member	A	no	01/2022	Apr 26, 2024	Jul 3, 2024
LYON, CORY, FRANCIS	CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE	B	no	03/2020	Apr 26, 2024	Jul 3, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
FUOCO FRAUD & FORENSICS LLC	n/a	n/a	n/a	N	yes	n/a
FUOCO GROUP LLC	n/a	n/a	n/a	N	yes	n/a
PAUL WIESENECK	n/a	n/a	n/a	N	no	n/a
TFG ACCOUNTING & TAX LLC	n/a	n/a	n/a	N	yes	n/a
TFG ACOUNTING & TAX II LLC (FL LLC)	n/a	n/a	n/a	N	yes	n/a
TFG ACOUNTING & TAX MARGATE LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Plymouth	Mi	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 2 of 4

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 17, 2026	$151M	$151M	4	3	1	n/a	n/a
2024	Mar 27, 2025	$154M	$154M	5	4	2	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	3	-3	100.0%	0	0	0	2	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$151M	$154M	-2.5%	n/a	n/a	4	5	1	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
AFFINITY WEALTH MANAGEMENT, LLC	3	Nov 20, 2025	Oct 22, 2025	PLYMOUTH, MI	Firm absorbed	RIA to state RIA	60.0%

Relationships

Registered with (7)

← Partick Michael QuealyAdvisorregistration: current employment
Apr 15, 2026 to presentfactForm ADV
← THOMAS STEPHEN QUEALYAdvisorregistration: current employment
Jan 31, 2025 to presentfactForm ADV
← CORY FRANCIS LYONAdvisorregistration: current employment
Feb 2, 2021 to presentfactForm ADV
← THEODORE GORDON BYTNARAdvisorregistration: previous registration
Jan 7, 2022 to Nov 20, 2025factForm ADV
← MICHAEL JAMES BYTNARAdvisorregistration: previous registration
May 1, 2019 to Nov 20, 2025factForm ADV
← Ian Dennis PorzondekAdvisorregistration: previous registration
Jul 3, 2025 to Nov 20, 2025factForm ADV
← Cindy PollackAdvisorregistration: previous registration
Mar 7, 2024 to May 23, 2024factForm ADV

Moved with (1)

→ AFFINITY WEALTH MANAGEMENT, LLCRegistered adviser3 advisors, firm absorbed, same day
Nov 20, 2025 to Oct 22, 2025factForm ADV

Controls (5)

← WIESENECK, PAUL, MARTINOwnerMANAGING PRINCIPAL, ownership code B, individual
Apr 26, 2024 to Jul 3, 2024factForm ADV
← FUOCO, LUIGI, JOHNOwnerMANAGING MEMBER, ownership code E, individual
Apr 26, 2024 to Jul 3, 2024factForm ADV
← Ferrara, Donna, LynnOwnerSHAREHOLDER, ownership code D, individual
Apr 26, 2024 to Jul 3, 2024factForm ADV
← Ferrara, Vincenzo, NMNOwnerPRESIDENT, ownership code D, individual
Apr 26, 2024 to Jul 3, 2024factForm ADV
← THE FUOCO GROUP HOLDINGS, LLCOwnerMANAGING MEMBER, ownership code D, domestic entity
Apr 26, 2024 to Jul 3, 2024factForm ADV

Owns (2)

← LYON, CORY, FRANCISOwnerCHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE, ownership code B, individual
Apr 26, 2024 to Jul 3, 2024factForm ADV
← DVM ADVISORS, INC.OwnerMEMBER, ownership code A, domestic entity
Apr 26, 2024 to Jul 3, 2024factForm ADV

Dated events

Occurred
Nov 20, 2025
Firm absorbed
Aureum Wealth Management, LLC's advisors moved to Affinity Wealth Management, LLC (Plymouth, MI): 3 of 5 registered, on the same day
Form ADVobserved 4 days ago
3 advisors
Occurred
Nov 20, 2025
Advisor changed firm
Ian Dennis Porzondek left Aureum Wealth Management, Llc for Affinity Wealth Management, Llc (registered 2025-10-20)
Form ADVobserved 5 days ago
Occurred
Nov 20, 2025
Advisor changed firm
Theodore Gordon Bytnar left Aureum Wealth Management, Llc for Affinity Wealth Management, Llc (registered 2025-10-22)
Form ADVobserved 5 days ago
Occurred
Nov 20, 2025
Advisor changed firm
Michael James Bytnar left Aureum Wealth Management, Llc for Affinity Wealth Management, Llc (registered 2025-10-20)
Form ADVobserved 5 days ago
Occurred
May 23, 2024
Advisor changed firm
Cindy Pollack left Aureum Wealth Management, Llc for Ameriprise Financial Services, Llc (registered 2024-09-11)
Form ADVobserved 5 days ago
Occurred
Apr 26, 2024
First Form ADV filing
Tfg Financial Advisors, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2a7c21bb-5199-33f2-872b-aefa4155bbe4
First observed: Apr 26, 2024
Last observed: Apr 17, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

AUREUM WEALTH MANAGEMENT, LLC

CRD 272027

NORTH PALM BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2a7c21bb-5199-33f2-872b-aefa4155bbe4

Data as of Apr 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

CORY FRANCIS LYON

n/a

NORTH PALM BEACH, FL

THOMAS STEPHEN QUEALY

n/a

NORTH PALM BEACH, FL

Partick Michael Quealy

n/a

NORTH PALM BEACH, FL

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Ferrara, Donna, Lynn

Shareholder

yes

09/2021

Apr 26, 2024

Jul 3, 2024

Ferrara, Vincenzo, NMN

President

yes

09/2021

Apr 26, 2024

Jul 3, 2024

FUOCO, LUIGI, JOHN

MANAGING MEMBER

yes

09/2015

Apr 26, 2024

Jul 3, 2024

THE FUOCO GROUP HOLDINGS, LLC

MANAGING MEMBER

yes

06/2017

Apr 26, 2024

Jul 3, 2024

WIESENECK, PAUL, MARTIN

MANAGING PRINCIPAL

yes

07/2017

Apr 26, 2024

Jul 3, 2024

DVM ADVISORS, INC.

Member

01/2022

Apr 26, 2024

Jul 3, 2024

LYON, CORY, FRANCIS

CHIEF COMPLIANCE OFFICER/INVESTMENT ADVISOR REPRESENTATIVE

03/2020

Apr 26, 2024

Jul 3, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

FUOCO FRAUD & FORENSICS LLC

n/a

yes

n/a

FUOCO GROUP LLC

n/a

yes

n/a

PAUL WIESENECK

n/a

TFG ACCOUNTING & TAX LLC

n/a

yes

n/a

TFG ACOUNTING & TAX II LLC (FL LLC)

n/a

yes

n/a

TFG ACOUNTING & TAX MARGATE LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Plymouth

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 17, 2026

$151M

n/a

2024

Mar 27, 2025

$154M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-3

100.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$151M

$154M

-2.5%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

AFFINITY WEALTH MANAGEMENT, LLC

Nov 20, 2025

Oct 22, 2025

PLYMOUTH, MI

Firm absorbed

RIA to state RIA

60.0%