This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

AUREUM WEALTH MANAGEMENT, LLC

Current firm class

independent wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 1, 1989earliest registration or exam on IAPD

Years in industry

37derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S63|S65

First exam

Mar 23, 1992

First registration

Jan 12, 2017

Dual registered

no

Other names

THOMAS STEPHEN QUEALY|THOMAS S JR QUEALY

IAPD individual key

1932474

• Occurred

  Dec 4, 2024
  Advisor changed firm

  Thomas Stephen Quealy left Nottingham Advisors Inc. for Aureum Wealth Management, Llc (registered 2025-01-31)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:c9aa532e-92d5-e58a-7db3-1d652acab583

First observed

Jan 12, 2017

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.