C•••• P••••••

Advisor at A••••••••• F•••••••• S•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f47e3f9f-bee0-75a2-0ed2-d725cf656826

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Nov 12, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••••••• F•••••••• S•••••••• L••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Dec 30, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Sep 11, 2024	n/a	yes	PALM BEACH GARDENS, FL\|West Palm Beach, FL	Current employment
A••••• W••••• M••••••••• L••	Independent wealth	Mar 7, 2024	May 23, 2024	no	NORTH PALM BEACH, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••• W••••• M••••••••• L••	A••••••••• F•••••••• S•••••••• L••	May 23, 2024	Sep 11, 2024	111	Firm change	RIA to ibd
C••••• W••••• M•••••••••	A••••• W••••• M••••••••• L••	Feb 2, 2024	Mar 7, 2024

Relationships

Registered with (4)

→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Aug 30, 2022 to Apr 25, 2023factForm ADV
→ A••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 7, 2024 to May 23, 2024factForm ADV
→ C••••• W••••• M•••••••••Registered adviserregistration: previous registration
May 12, 2023 to Feb 2, 2024factForm ADV
→ E••••• J••••

Dated events

Occurred
May 23, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Feb 2, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Apr 25, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Aug 30, 2022
Advisor changed firm

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f47e3f9f-bee0-75a2-0ed2-d725cf656826
First observed: Nov 12, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.