DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

K••••••• J• W•••

B•••• W••• C••••••• L••state registeredMequon, WiIA-onlyIAPD 5475675

Feed of 09/14/2026

Also filed as K••••••• J Svoboda

At current firm

1 y

since Feb 13, 2025

In the industry

19 y

since May 1, 2007 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B•••• W••• C••••••• L•• state registered current
since Feb 13, 2025 · Mequon, Wi
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Jan 26, 2022 to Apr 16, 2024 · Milwaukee, Wi
O••••••••• institutional
Oct 11, 2020 to Jun 9, 2021 · Overland Park, Ks
H•••••• T••••••• • K•••• L•• independent RIA
Dec 23, 2019 to Oct 2, 2020 · Oak Brook, Il

Moves

a registration end followed by a registration begin elsewhere

N••••••••• M••••• I••••••••• S••••••••• to B•••• W••• C••••••• L••
left Apr 16, 2024, registered Feb 13, 2025 (303 days) · Other · moved with a team
O••••••••• to N••••••••• M••••• I••••••••• S•••••••••
left Jun 9, 2021, registered Jan 26, 2022 (231 days) · Other
H•••••• T••••••• • K•••• L•• to O•••••••••
left Oct 2, 2020, registered Oct 11, 2020 (9 days) · Other · moved with a team

Signals

K••••••• J• W••• left N••••••••• M••••• I••••••••• S••••••••• for B•••• W••• C••••••• L•• (registered 2025-02-13)
Apr 16, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 19derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address