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Advisor at TRANSAMERICA FINANCIAL ADVISORS, LLC
OAKBROOK TERRACE, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRANSAMERICA FINANCIAL ADVISORS, LLC | Bd affiliated wealth | Feb 26, 2016 | n/a | yes | OAKBROOK TERRACE, IL | Current employment |
| REGAL INVESTMENT ADVISORS LLC | Bd affiliated wealth | Jan 21, 2015 | Jul 2, 2015 | no | GRAYS LAKE, IL|KENTWOOD, MI | Previous registration |
| BRIGHT OWL INVESTMENT ADVISORS | Former SEC adviser | Aug 22, 2014 | Dec 31, 2014 | no | GRAYSLAKE, IL|KENTWOOD, MI | Previous registration |
| ALDANA PLANNING LLC | n/a | Jan 6, 2011 | Oct 13, 2014 | no | GRAYSLAKE, IL | Previous registration |
| Spc | Bd affiliated wealth | Oct 2, 2006 | Nov 1, 2010 | no | GRAYSLAKE, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| REGAL INVESTMENT ADVISORS LLC | TRANSAMERICA FINANCIAL ADVISORS, LLC | Jul 2, 2015 | Feb 26, 2016 | 239 | Firm change | Other |
| BRIGHT OWL INVESTMENT ADVISORS | REGAL INVESTMENT ADVISORS LLC | Dec 31, 2014 | Jan 21, 2015 | 21 | Firm change | Other |
| ALDANA PLANNING LLC | BRIGHT OWL INVESTMENT ADVISORS | Oct 13, 2014 | Aug 22, 2014 | -52 | Firm change after gap | Other |
| Spc | ALDANA PLANNING LLC | Nov 1, 2010 | Jan 6, 2011 | 66 | Firm change | Other |