DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Elvira Buenviaje Aldana
Feed of 09/14/2026
Also filed as Elvira Buenviaje Aldana
At current firm
10 y
since Feb 26, 2016
In the industry
34 y
since Feb 21, 1992 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Transamerica Financial Advisors, LLC BD affiliated currentsince Feb 26, 2016 · Oakbrook Terrace, Il
- Regal Investment Advisors LLC BD affiliatedJan 21, 2015 to Jul 2, 2015 · Grays Lake, Il
- Bright Owl Investment Advisors formerAug 22, 2014 to Dec 31, 2014 · Grayslake, Il
- Aldana Planning LLC unclassifiedJan 6, 2011 to Oct 13, 2014 · Grayslake, Il
- Spc BD affiliatedOct 2, 2006 to Nov 1, 2010 · Grayslake, Il
Moves
a registration end followed by a registration begin elsewhere
- Regal Investment Advisors LLC to Transamerica Financial Advisors, LLCleft Jul 2, 2015, registered Feb 26, 2016 (239 days) · Other
- Bright Owl Investment Advisors to Regal Investment Advisors LLCleft Dec 31, 2014, registered Jan 21, 2015 (21 days) · Other
- Aldana Planning LLC to Bright Owl Investment Advisorsleft Oct 13, 2014, registered Aug 22, 2014 (-52 days) · Other
- Spc to Aldana Planning LLCleft Nov 1, 2010, registered Jan 6, 2011 (66 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address