DFX Intelligence

G•••••••• A•••••• Z•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

G•••••••• A•••••• Z•••••••

Advisor at S•• C•••••• M••••••••• L••

BOSTON, MA | Portsmouth, NH

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Search this name across graphs

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 6:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Oct 5, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• C•••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• C•••••• M••••••••• L••	Independent wealth	Mar 3, 2025	n/a	yes	BOSTON, MA\|Portsmouth, NH	Current employment
L••• S••••• A•••••••	Former SEC adviser	Mar 21, 2019	Mar 11, 2025	no	PORTSMOUTH, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L••• S••••• A•••••••	S•• C•••••• M••••••••• L••	Mar 11, 2025	Mar 3, 2025	-8	Firm change	RIA to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L••• S••••• A•••••••	Mar 4, 2019	Mar 21, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
288300:122258:NH:2025-03-11	Mar 11, 2025	Mar 3, 2025	PORTSMOUTH, NH	Firm change

Relationships

Registered with (3)

→ S•• C•••••• M••••••••• L••Registered adviserregistration: current employment
Mar 3, 2025 to presentfactForm ADV
→ L••• S••••• A•••••••Registered adviserregistration: previous registration
Mar 21, 2019 to Mar 11, 2025factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Oct 5, 2018 to Mar 4, 2019factForm ADV

Dated events

Order

Occurred
11 Mar 2025
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 5, 2018
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.