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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

Jeffrey Osteen

Advisor at CETERA INVESTMENT ADVISERS LLC

Jacksonville, FL | DUBUQUE, IA | JACKSONVILLE, FL

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Search this name across graphsid dfx:ria:2aeb4205-4f89-17d5-958d-0ac0938f37c7

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Dec 22, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 3
Registered states: 2
Exams: S63|S66
First exam: Aug 11, 2017
First registration: Dec 22, 2022
Dual registered: yes, broker-dealer
Other names: Jeff O'Steen|Jeffrey Patrick Osteen
IAPD individual key: 5410079

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA PLANNING PARTNERS	Independent wealth	Sep 9, 2026	n/a	yes	JACKSONVILLE, FL	Current employment
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 11, 2025	n/a	yes	JACKSONVILLE, FL	Current employment
AVANTAX PLANNING PARTNERS, INC.	Bd affiliated wealth	Jan 24, 2024	n/a	yes	Jacksonville, FL\|DUBUQUE, IA	Current employment
AVANTAX ADVISORY SERVICES	Former SEC adviser	Feb 5, 2024	Sep 5, 2025	no	Jacksonville, FL\|DALLAS, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 27, 2023	Nov 13, 2023	no	Jacksonville, FL\|Jacksonville, FL	Previous registration
ARKADIOS WEALTH ADVISORS	Bd affiliated wealth	Dec 22, 2022	Jun 26, 2023	no	Jacksonville, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AVANTAX ADVISORY SERVICES	CETERA INVESTMENT ADVISERS LLC	Sep 5, 2025	Aug 11, 2025	-25	Bulk transfer	Ibd to ibd
CITIGROUP GLOBAL MARKETS INC.	AVANTAX PLANNING PARTNERS, INC.	Nov 13, 2023	Jan 24, 2024	72	Firm change	Ibd to ibd
ARKADIOS WEALTH ADVISORS	CITIGROUP GLOBAL MARKETS INC.	Jun 26, 2023	Jun 27, 2023	1	Firm change	Ibd to ibd

Relationships

Registered with (6)

→ CETERA PLANNING PARTNERSRegistered adviserregistration: current employment
Sep 9, 2026 to presentfactForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Aug 11, 2025 to presentfactForm ADV
→ AVANTAX PLANNING PARTNERS, INC.Registered adviserregistration: current employment
Jan 24, 2024 to presentfactForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviserregistration: previous registration
Feb 5, 2024 to Sep 5, 2025factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 27, 2023 to Nov 13, 2023factForm ADV
→ ARKADIOS WEALTH ADVISORSRegistered adviserregistration: previous registration
Dec 22, 2022 to Jun 26, 2023factForm ADV

Dated events

Occurred
Nov 13, 2023
Advisor changed firm
Jeffrey Osteen left Citigroup Global Markets Inc. for Avantax Planning Partners, Inc. (registered 2024-01-24)
Form ADVobserved 5 days ago
Occurred
Jun 26, 2023
Advisor changed firm
Jeffrey Osteen left Arkadios Wealth Advisors for Citigroup Global Markets Inc. (registered 2023-06-27)
Form ADVobserved 5 days ago