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RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

JAMES FRANCIS KAUCHAK

Advisor at TRUIST ADVISORY SERVICES, INC.

WINTER PARK, FL

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Search this name across graphsid dfx:ria:2af51a72-6289-7cf2-1c8e-43ba79b788d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: May 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TRUIST ADVISORY SERVICES, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 2, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Jul 3, 2010
First registration: May 2, 2003
Dual registered: yes, broker-dealer
Other names: JIM KAUCHAK
IAPD individual key: 1574203

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TRUIST ADVISORY SERVICES, INC.	Bd affiliated wealth	Sep 14, 2016	n/a	yes	WINTER PARK, FL	Current employment
BB&T SECURITIES, LLC	Former SEC adviser	Dec 26, 2019	Mar 2, 2021	no	RICHMOND, VA\|Orlando, FL\|ORLANDO, FL\|RICHMOND, VA\|CHARLOTTE, NC	Previous registration
PNC WEALTH MANAGEMENT	Bd affiliated wealth	Oct 23, 2012	Jun 5, 2015	no	ORLANDO, FL\|ORLANDO, FL\|ORLANDO, FL\|ORLANDO, FL\|ORLANDO, FL\|ORLANDO, FL	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jun 8, 2007	Aug 16, 2010	no	ORLANDO, FL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 2, 2003	Feb 5, 2007	no	JERSEY CITY, NJ\|ORLANDO, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BB&T SECURITIES, LLC	n/a	Mar 2, 2021	n/a	n/a	Departure no registered destination	Departure
PNC WEALTH MANAGEMENT	TRUIST ADVISORY SERVICES, INC.	Jun 5, 2015	Sep 14, 2016	467	Firm change after gap	Other
MSI FINANCIAL SERVICES, INC.	PNC WEALTH MANAGEMENT	Aug 16, 2010	Oct 23, 2012	799	Firm change after gap	Other
TD AMERITRADE, INC.	MSI FINANCIAL SERVICES, INC.	Feb 5, 2007	Jun 8, 2007	123	Firm change	Other

Relationships

Registered with (5)

→ TRUIST ADVISORY SERVICES, INC.Registered adviserregistration: current employment
Sep 14, 2016 to presentfactForm ADV
→ BB&T SECURITIES, LLCRegistered adviserregistration: previous registration
Dec 26, 2019 to Mar 2, 2021factForm ADV
→ PNC WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 23, 2012 to Jun 5, 2015factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jun 8, 2007 to Aug 16, 2010factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 2, 2003 to Feb 5, 2007factForm ADV

Dated events

No dated event names this entity yet.