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Registered advisor
J•••• F•••••• K••••••
Feed of 09/14/2026
Also filed as Jim K••••••
At current firm
10 y
since Sep 14, 2016
In the industry
23 y
since May 2, 2003 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 14, 2016 · Winter Park, Fl
- B••• S••••••••• L•• formerDec 26, 2019 to Mar 2, 2021 · Richmond, Va
- P•• W••••• M••••••••• BD affiliatedOct 23, 2012 to Jun 5, 2015 · Orlando, Fl
- M•• F•••••••• S•••••••• I••• formerJun 8, 2007 to Aug 16, 2010 · Orlando, Fl
- T• A••••••••• I••• formerMay 2, 2003 to Feb 5, 2007 · Jersey City, Nj
Moves
a registration end followed by a registration begin elsewhere
- B••• S••••••••• L•• to no registered destinationleft Mar 2, 2021 · Departure, no registered destination
- P•• W••••• M••••••••• to T••••• A••••••• S•••••••• I•••left Jun 5, 2015, registered Sep 14, 2016 (467 days) · Other
- M•• F•••••••• S•••••••• I••• to P•• W••••• M•••••••••left Aug 16, 2010, registered Oct 23, 2012 (799 days) · Other
- T• A••••••••• I••• to M•• F•••••••• S•••••••• I•••left Feb 5, 2007, registered Jun 8, 2007 (123 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address