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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

GATOR CAPITAL MANAGEMENT, LLC

CRD 147067

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2af8b845-bec3-8dd1-3385-8af01cdef4b3

Data as of Apr 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 3
On other graphs: 0
Observed: Jan 28, 2013 to Apr 22, 2026
40 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.03 fund_share=0.97 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $751MItem 5.F on the latest filing (2026-04-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $751M
Private client RAUM: $23.6MderivedItem 5.D individuals plus high net worth individuals
Private client share: 3%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 3
RAUM per advisor: $250Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 7
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 49
Individual clients: 7
High net worth clients: 13
Private funds: 2Schedule D 7.B(1)
SEC number: 801-77606
CRD: 147067
Filings on the tape: 40
First filed: Jan 28, 2013
Latest filed: Apr 22, 2026
Organised: Limited Liability Company, DE
Website: gatorcapital.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
DEREK STEVEN PILECKI	Chartered Financial Analyst	TAMPA, FL	14	18	n/a	no
CHRISTOPHER DREW PILECKI	Chartered Financial Analyst	Tampa, FL	8	25	1	no
JONATHAN ROBERT BALE	n/a	TAMPA, FL \| Jupiter, FL	0	12	2	no

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
GATOR FINANCIAL PARTNERS, LLC	Hedge Fund	$162M	Apr 18, 2024	83	Jan 28, 2013	reported	021-134239
GATOR FINANCIAL PARTNERS QP, LLC	Hedge Fund	$9.3M	Aug 19, 2016	12	May 27, 2014	dropped	021-218006

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PILECKI, DEREK, STEVEN	MANAGING MEMBER/CHIEF INVESTMENT OFFICER	E	yes	04/2008	Jan 28, 2013	Apr 18, 2024
ANDERSON, ERIK, MATTHEW	CHIEF FINANCIAL OFFICER	Na	no	01/2022	Mar 12, 2015	Apr 18, 2024
BUBECK, KYLE, ROGER	CHIEF COMPLIANCE OFFICER	Na	no	10/2016	Mar 24, 2014	Apr 18, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 13 of 14

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 22, 2026	$751M	$751M	7	3	0	2	n/a
2024	Mar 27, 2025	$368M	$368M	6	2	0	1	n/a
2023	Mar 22, 2024	$233M	$233M	4	2	0	1	$156M
2022	Mar 28, 2023	$167M	$167M	3	2	0	1	$105M
2021	Mar 28, 2022	$174M	$174M	3	2	0	1	$121M
2020	Mar 30, 2021	$130M	$130M	3	2	0	1	$83.5M
2019	Jan 22, 2020	$129M	$129M	3	2	0	1	$62.4M
2018	Mar 29, 2019	$117M	$117M	3	2	1	1	$53.7M
2017	Mar 29, 2018	$155M	$155M	2	2	1	1	$57.5M
2016	Mar 31, 2017	$128M	$128M	1	1	n/a	1	$64.3M
2015	Mar 23, 2016	$84.4M	$84.4M	3	2	n/a	2	$27.5M
2014	Mar 12, 2015	$120M	$120M	6	3	n/a	2	$39.3M
2013	Mar 24, 2014	$80.0M	$80.0M	5	3	n/a	1	$27.7M

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
1	0	1	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$751M	$368M	104.3%	$167M	65.2%	7	6	0	0

Relationships

Registered with (4)

← JONATHAN ROBERT BALEAdvisorregistration: current employment
May 20, 2026 to presentfactForm ADV
← CHRISTOPHER DREW PILECKIAdvisorregistration: previous registration
Jun 9, 2015 to Apr 11, 2017factForm ADV
← DEREK STEVEN PILECKIAdvisorregistration: current employment
Jul 10, 2012 to presentfactForm ADV
← ANDREW MICHEL DENISAdvisorregistration: previous registration
Dec 13, 2010 to Nov 1, 2011factForm ADV

Advises (2)

→ GATOR FINANCIAL PARTNERS, LLCPrivate fundHedge Fund, IA
Jan 28, 2013 to presentfactForm ADV
→ GATOR FINANCIAL PARTNERS QP, LLCPrivate fundHedge Fund, IA, no longer reported
May 27, 2014 to Aug 19, 2016factForm ADV

Controls (1)

← PILECKI, DEREK, STEVENOwnerMANAGING MEMBER/CHIEF INVESTMENT OFFICER, ownership code E, individual
Jan 28, 2013 to Apr 18, 2024factForm ADV

Owns (2)

← ANDERSON, ERIK, MATTHEWOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 12, 2015 to Apr 18, 2024factForm ADV
← BUBECK, KYLE, ROGEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 24, 2014 to Apr 18, 2024factForm ADV

Dated events

Occurred
Mar 19, 2026
Regulatory AUM changed
Gator Capital Management, Llc reported RAUM $751.1M, up 104% from $367.7M (2025-10-22 to 2026-03-19)
Form ADVobserved 6 days ago
$383M
Occurred
Mar 27, 2025
Regulatory AUM changed
Gator Capital Management, Llc reported RAUM $367.7M, up 51% from $244.3M (2024-04-18 to 2025-03-27)
Form ADVobserved 6 days ago
$123M
Occurred
Jan 28, 2013
First Form ADV filing
Gator Capital Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2af8b845-bec3-8dd1-3385-8af01cdef4b3
First observed: Jan 28, 2013
Last observed: Apr 22, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

GATOR CAPITAL MANAGEMENT, LLC

CRD 147067

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2af8b845-bec3-8dd1-3385-8af01cdef4b3

Data as of Apr 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:23 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

DEREK STEVEN PILECKI

Chartered Financial Analyst

TAMPA, FL

n/a

CHRISTOPHER DREW PILECKI

Chartered Financial Analyst

Tampa, FL

JONATHAN ROBERT BALE

n/a

TAMPA, FL | Jupiter, FL

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

GATOR FINANCIAL PARTNERS, LLC

Hedge Fund

$162M

Apr 18, 2024

Jan 28, 2013

reported

021-134239

GATOR FINANCIAL PARTNERS QP, LLC

Hedge Fund

$9.3M

Aug 19, 2016

May 27, 2014

dropped

021-218006

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PILECKI, DEREK, STEVEN

MANAGING MEMBER/CHIEF INVESTMENT OFFICER

yes

04/2008

Jan 28, 2013

Apr 18, 2024

ANDERSON, ERIK, MATTHEW

CHIEF FINANCIAL OFFICER

01/2022

Mar 12, 2015

Apr 18, 2024

BUBECK, KYLE, ROGER

CHIEF COMPLIANCE OFFICER

10/2016

Mar 24, 2014

Apr 18, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 22, 2026

$751M

n/a

2024

Mar 27, 2025

$368M

n/a

2023

Mar 22, 2024

$233M

$156M

2022

Mar 28, 2023

$167M

$105M

2021

Mar 28, 2022

$174M

$121M

2020

Mar 30, 2021

$130M

$83.5M

2019

Jan 22, 2020

$129M

$62.4M

2018

Mar 29, 2019

$117M

$53.7M

2017

Mar 29, 2018

$155M

$57.5M

2016

Mar 31, 2017

$128M

n/a

$64.3M

2015

Mar 23, 2016

$84.4M

n/a

$27.5M

2014

Mar 12, 2015

$120M

n/a

$39.3M

2013

Mar 24, 2014

$80.0M

n/a

$27.7M

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$751M

$368M

104.3%

$167M

65.2%