DFX Intelligence

A••••• M••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)15 years in industry

A••••• M••••• D••••

Advisor at S•••••• P••••••• I••••••••• A•••••••• L••

CLEARWATER, FL | STAMFORD, CT

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Search this name across graphsid dfx:ria:4615f8ae-f4f7-c1dd-9145-d43c438df325

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 13, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• P••••••• I••••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Dec 13, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• P••••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Jul 11, 2024	n/a	yes	CLEARWATER, FL\|STAMFORD, CT	Current employment
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Aug 4, 2016	Jul 11, 2024	no	LARGO, FL\|LARGO, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	S•••••• P••••••• I••••••••• A•••••••• L••	Jul 11, 2024	Jul 11, 2024	0	Firm change	Ibd to ibd
A•••• M••••••••• F•••••••• S••••••• I•••	C••••• I••••••••• A••••••• L••	Jul 12, 2016	Aug 4, 2016

Relationships

Registered with (6)

→ S•••••• P••••••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 11, 2024 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 4, 2016 to Jul 11, 2024factForm ADV
→ A•••• M••••••••• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Oct 28, 2013 to Jul 12, 2016factForm ADV
→ S••••••••• A•••••• A•••••••• I•••

Dated events

Occurred
Jul 11, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4615f8ae-f4f7-c1dd-9145-d43c438df325
First observed: Dec 13, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.