DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Gator Capital Management, LLC
Latest filing Apr 22, 2026
First filing on the tape Jan 28, 2013 · 40 filings
SEC status approved since Feb 12, 2013
RAUM
$751M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
3.1%
$23.6M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$250M
derived; firm RAUM over IAPD count
Employees
7
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$751M as of Apr 22, 2026
Mar 24, 2014$80.0M then
HNW client RAUM$18.1M as of Apr 22, 2026
Mar 29, 2018$8.2M then
State-registered IARs (5.B.3)2 as of Apr 22, 2026
Mar 24, 20143 then
Employees (5.A)7 as of Apr 22, 2026
Mar 24, 20145 then
Private funds2 as of Apr 22, 2026
Mar 24, 20141 then
RAUM +104% over the last fiscal year+65% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Apr 22, 2026; every figure names its basis
- RAUM per advisor
- $250MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 7derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.4MderivedHNW RAUM over HNW clients
- Average account
- $15.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +104%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.8%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$472M63%
- Investment companies$256M34%
- High-net-worth individuals$18.1M2.4%
- Individuals$5.5M0.7%
- Individual clients
- 7reported
- HNW clients
- 13reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 49reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.03 fund_share=0.97 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Derek Steven PileckiChartered Financial Analyst | Tampa, Fl | Jul 10, 2012 | 18 y | 0 |
| Christopher Drew PileckiChartered Financial Analyst | Tampa, Fl | Jul 20, 2018 | 25 y | 1 |
| Jonathan Robert Bale | Tampa, Fl | May 20, 2026 | 12 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Andrew Michel Denis to Boston Asset Management, Inc.Nov 1, 2011 · Other
Joined, latest
- Jonathan Robert Bale from Goodwood Capital ManagementMay 20, 2026 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Gator Financial Partners, LLC | Hedge Fund | $162M | 83 | Jan 28, 2013 |
| Gator Financial Partners Qp, LLCno longer reported | Hedge Fund | $9.3M | 12 | May 27, 2014 |
Owners and control persons
Schedule A and B, latest filing
- Steven Derek Pilecki · Managing Member/Chief Investment Officercontrolsince 04/2008 · owns 75% or more
- Matthew Erik Anderson · Chief Financial Officersince 01/2022 · owns less than 5%
- Roger Kyle Bubeck · Chief Compliance Officersince 10/2016 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tampa, Fl · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 50 %Change between filings · filing Apr 22, 2026RAUM (Item 5.F) moved from $367,700,000 to $751,090,000 (+104.0%) between the annual amendments of 2025-03-27 and 2026-04-22; the peer median change was +8.0% (673 comparable advisers, 95.0th percentile of changes)peers: asset managers, $500M to $1B (673) · 95% percentile
What changed
consecutive filings, newest first
- Accounts · 25 to 49Oct 22, 2025 to Mar 19, 2026
- Advisory employees · 2 to 3Oct 22, 2025 to Mar 19, 2026
- HNW clients · 12 to 13Oct 22, 2025 to Mar 19, 2026
- Individual clients · 9 to 7Oct 22, 2025 to Mar 19, 2026
- Pooled vehicle clients · 3 to 4Oct 22, 2025 to Mar 19, 2026
- Employees · 6 to 7Oct 22, 2025 to Mar 19, 2026
- Private funds · 1 to 2Oct 22, 2025 to Mar 19, 2026
- Discretionary RAUM · $368M to $751MOct 22, 2025 to Mar 19, 2026
- HNW RAUM · $16.1M to $18.1MOct 22, 2025 to Mar 19, 2026
- Individual RAUM · $6.1M to $5.5MOct 22, 2025 to Mar 19, 2026
- Pooled vehicle RAUM · $280M to $472MOct 22, 2025 to Mar 19, 2026
- RAUM · $368M to $751MOct 22, 2025 to Mar 19, 2026
- Accounts · 24 to 25Apr 18, 2024 to Mar 27, 2025
- HNW clients · 13 to 12Apr 18, 2024 to Mar 27, 2025
- Individual clients · 8 to 9Apr 18, 2024 to Mar 27, 2025
- Employees · 4 to 6Apr 18, 2024 to Mar 27, 2025
- Financial planning clients · unset to Apr 18, 2024 to Mar 27, 2025
- Discretionary RAUM · $244M to $368MApr 18, 2024 to Mar 27, 2025
- HNW RAUM · $12.9M to $16.1MApr 18, 2024 to Mar 27, 2025
- Individual RAUM · $5.1M to $6.1MApr 18, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $181M to $280MApr 18, 2024 to Mar 27, 2025
- RAUM · $244M to $368MApr 18, 2024 to Mar 27, 2025
- Discretionary RAUM · $233M to $244MMar 22, 2024 to Apr 18, 2024
- HNW RAUM · $12.4M to $12.9MMar 22, 2024 to Apr 18, 2024
- Individual RAUM · $4.8M to $5.1MMar 22, 2024 to Apr 18, 2024
- Pooled vehicle RAUM · $177M to $181MMar 22, 2024 to Apr 18, 2024
- RAUM · $233M to $244MMar 22, 2024 to Apr 18, 2024
- Accounts · 49 to 24Mar 28, 2023 to Mar 22, 2024
- HNW clients · 14 to 13Mar 28, 2023 to Mar 22, 2024
- Assets in custody · 105304000.0 to unsetMar 28, 2023 to Mar 22, 2024
- Employees · 3 to 4Mar 28, 2023 to Mar 22, 2024
- Discretionary RAUM · $167M to $233MMar 28, 2023 to Mar 22, 2024
- HNW RAUM · $16.2M to $12.4MMar 28, 2023 to Mar 22, 2024
- Individual RAUM · $4.0M to $4.8MMar 28, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $121M to $177MMar 28, 2023 to Mar 22, 2024
- RAUM · $167M to $233MMar 28, 2023 to Mar 22, 2024
- Accounts · 63 to 49Mar 28, 2022 to Mar 28, 2023
- Assets in custody · unset to 105304000.0Mar 28, 2022 to Mar 28, 2023
- Discretionary RAUM · $174M to $167MMar 28, 2022 to Mar 28, 2023
- HNW RAUM · $18.8M to $16.2MMar 28, 2022 to Mar 28, 2023
Signals
3 dated events
- Gator Capital Management, Llc reported RAUM $751.1M, up 104% from $367.7M (2025-10-22 to 2026-03-19)Mar 19, 2026 · RAUM change · derived
- Gator Capital Management, Llc reported RAUM $367.7M, up 51% from $244.3M (2024-04-18 to 2025-03-27)Mar 27, 2025 · RAUM change · derived
- Gator Capital Management, Llc filed its initial SEC registration (Form ADV)Jan 28, 2013 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/gator-capital-managementreportedpublic record, Form ADV, Sep 17, 2026
- Website
- GATORMUTUALFUNDS.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (813) 282-7870reportedpublic record, Form ADV, Apr 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $250Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026