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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Eric James Canupp

Advisor at CAPITAL CLIENT GROUP, INC.

San Antonio, TX | SAN ANTONIO, TX

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Search this name across graphsid dfx:ria:2b125f9b-bdf9-4906-74c1-89aeeea8e570

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 1, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITAL CLIENT GROUP, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Oct 31, 2017
First registration: Nov 1, 2017
Dual registered: yes, broker-dealer
Other names: Eric James Canupp|Eric Canupp
IAPD individual key: 6731064

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITAL CLIENT GROUP, INC.	No RAUM reported	Dec 21, 2024	n/a	yes	San Antonio, TX\|SAN ANTONIO, TX	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	May 3, 2023	Dec 18, 2024	no	San Antonio, TX\|SAN ANTONIO, TX\|SAN DIEGO, CA\|SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration
EDWARD JONES	National bd RIA	Jan 18, 2019	May 5, 2023	no	SAN ANTONIO, TX\|San Antonio, TX\|SAN ANTONIO, TX	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 1, 2017	Dec 18, 2018	no	SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	CAPITAL CLIENT GROUP, INC.	Dec 18, 2024	Dec 21, 2024	3	Firm change	Other
EDWARD JONES	LPL FINANCIAL LLC	May 5, 2023	May 3, 2023	-2	Firm change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	EDWARD JONES	Dec 18, 2018	Jan 18, 2019	31	Firm change	Wirehouse to ibd

Relationships

Registered with (4)

→ CAPITAL CLIENT GROUP, INC.Registered adviserregistration: current employment
Dec 21, 2024 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 3, 2023 to Dec 18, 2024factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Jan 18, 2019 to May 5, 2023factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 1, 2017 to Dec 18, 2018factForm ADV

Dated events

Occurred
Dec 18, 2024
Advisor changed firm
Eric James Canupp left Lpl Financial Llc for Capital Client Group, Inc. (registered 2024-12-21)
Form ADVobserved 5 days ago
Occurred
May 5, 2023
Advisor changed firm
Eric James Canupp left Edward Jones for Lpl Financial Llc (registered 2023-05-03)
Form ADVobserved 5 days ago