DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

E••• J•••• C•••••

C•••••• C••••• G••••• I•••no RAUMSan Antonio, Tx dual registrantIAPD 6731064

Feed of 09/14/2026

Also filed as E••• J•••• C•••••

At current firm

1 y

since Dec 21, 2024

In the industry

14 y

since Feb 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• C••••• G••••• I••• no RAUM current
since Dec 21, 2024 · San Antonio, Tx
L•• F•••••••• L•• BD affiliated
May 3, 2023 to Dec 18, 2024 · San Antonio, Tx
E••••• J•••• national BD
Jan 18, 2019 to May 5, 2023 · San Antonio, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 1, 2017 to Dec 18, 2018 · San Antonio, Tx

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to C•••••• C••••• G••••• I•••
left Dec 18, 2024, registered Dec 21, 2024 (3 days) · Other
E••••• J•••• to L•• F•••••••• L••
left May 5, 2023, registered May 3, 2023 (-2 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to E••••• J••••
left Dec 18, 2018, registered Jan 18, 2019 (31 days) · Wirehouse to affiliated broker-dealer or bank

Signals

E••• J•••• C••••• left L•• F•••••••• L•• for C•••••• C••••• G••••• I••• (registered 2024-12-21)
Dec 18, 2024 · Advisor changed firm · fact
E••• J•••• C••••• left E••••• J•••• for L•• F•••••••• L•• (registered 2023-05-03)
May 5, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address