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RIA / WealthAdvisor21 years in industry

JENNIFER CARYN BROWN

Advisor at PROSPERITAS FINANCIAL, LLC

Northridge, CA | VALENCIA, CA

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Search this name across graphsid dfx:ria:2b181cdd-27e0-9d0b-45f9-0d9ebd37effd

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Apr 1, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PROSPERITAS FINANCIAL, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 15, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Mar 15, 2005
First registration: Apr 1, 2005
Dual registered: no
IAPD individual key: 4898981

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PROSPERITAS FINANCIAL, LLC	Independent wealth	Sep 15, 2022	n/a	yes	Northridge, CA\|VALENCIA, CA	Current employment
BROWN INVESTMENT MANAGEMENT	n/a	Feb 23, 2015	Sep 20, 2022	no	NORTHRIDGE, CA	Previous registration
GOLDEY CAPITAL LLC	Former SEC adviser	Nov 5, 2012	Nov 17, 2015	no	VENTURA, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Oct 23, 2009	Oct 23, 2012	no	ENCINO, CA\|SANTA MONICA, CA	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Apr 14, 2008	Oct 23, 2009	no	LOS ANGELES, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 27, 2006	Apr 4, 2008	no	LOS ANGELES, CA	Previous registration
MORGAN STANLEY DW INC.	n/a	Apr 1, 2005	Jul 3, 2006	no	BEVERLY HILLS, CA\|BEVERLY HLS, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BROWN INVESTMENT MANAGEMENT	PROSPERITAS FINANCIAL, LLC	Sep 20, 2022	Sep 15, 2022	-5	Firm change	Other
GOLDEY CAPITAL LLC	BROWN INVESTMENT MANAGEMENT	Nov 17, 2015	Feb 23, 2015	-267	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	GOLDEY CAPITAL LLC	Oct 23, 2012	Nov 5, 2012	13	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Oct 23, 2009	Oct 23, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	BANC OF AMERICA INVESTMENT SERVICES, INC.	Apr 4, 2008	Apr 14, 2008	10	Firm change	Other
MORGAN STANLEY DW INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jul 3, 2006	Jul 27, 2006	24	Firm change	Other

Relationships

Registered with (6)

→ PROSPERITAS FINANCIAL, LLCRegistered adviserregistration: current employment
Sep 15, 2022 to presentfactForm ADV
→ BROWN INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Feb 23, 2015 to Sep 20, 2022factForm ADV
→ GOLDEY CAPITAL LLCRegistered adviserregistration: previous registration
Nov 5, 2012 to Nov 17, 2015factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Oct 23, 2009 to Oct 23, 2012factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 14, 2008 to Oct 23, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Apr 1, 2005 to Jul 3, 2006factForm ADV

Dated events

Occurred
Sep 20, 2022
Advisor changed firm
Jennifer Caryn Brown left Brown Investment Management for Prosperitas Financial, Llc (registered 2022-09-15)
Form ADVobserved 4 days ago