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Advisor at UNITED ADVISOR GROUP
Franklin, TN | CINCINNATI, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| UNITED ADVISOR GROUP | Independent wealth | Jul 19, 2023 | n/a | yes | Franklin, TN|CINCINNATI, OH | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Mar 31, 2021 | Jul 26, 2023 | no | Franklin, TN | Previous registration |
| ON INVESTMENT MANAGEMENT CO | Bd affiliated wealth | Jun 30, 2017 | Mar 31, 2021 | no | Brentwood, TN | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 18, 2011 | Jul 5, 2017 | no | BRENTWOOD, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | UNITED ADVISOR GROUP | Jul 26, 2023 | Jul 19, 2023 | -7 | Firm change | Ibd to RIA |
| ON INVESTMENT MANAGEMENT CO | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Mar 31, 2021 | Mar 31, 2021 | 0 | Firm change | Ibd to ibd |
| WOODBURY FINANCIAL SERVICES, INC. | ON INVESTMENT MANAGEMENT CO | Jul 5, 2017 | Jun 30, 2017 | -5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134139:324205:TN:2023-07-26 | Jul 26, 2023 | Jul 19, 2023 | FRANKLIN, TN | Firm change |