RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V••••• L•••••
- U••••• A•••••• G•••• independent RIA currentsince Jul 19, 2023 · Franklin, Tn
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedMar 31, 2021 to Jul 26, 2023 · Franklin, Tn
- O• I••••••••• M••••••••• C• BD affiliatedJun 30, 2017 to Mar 31, 2021 · Brentwood, Tn
- W••••••• F•••••••• S•••••••• I••• formerMar 18, 2011 to Jul 5, 2017 · Brentwood, Tn
- C•••••••• I••••••••• R••••••• A•••••••• I••• to U••••• A•••••• G••••left Jul 26, 2023, registered Jul 19, 2023 (-7 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- O• I••••••••• M••••••••• C• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 31, 2021, registered Mar 31, 2021 (0 days) · Affiliated broker-dealer or bank to another
- W••••••• F•••••••• S•••••••• I••• to O• I••••••••• M••••••••• C•left Jul 5, 2017, registered Jun 30, 2017 (-5 days) · Other
- V••••• L••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for U••••• A•••••• G•••• (registered 2023-07-19)Jul 26, 2023 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address