DFX Intelligence

P••••• E••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisor18 years in industry

P••••• E••••• K••••••

Advisor at S•• P•••••••• L••

COLUMBUS, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2b453c65-e2e5-e849-932a-57999b01e845

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 1
Observed: Aug 29, 2008 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

P••••• E••••• K••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 28, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•• P•••••••• L••	Independent wealth	Jan 3, 2017	n/a	yes	COLUMBUS, OH	Current employment
S•• P•••••••• L••	Independent wealth	Dec 18, 2015	Dec 31, 2016	no	COLUMBUS, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•••••• W••••• A•••••••	S•• P•••••••• L••	Nov 25, 2015	Dec 18, 2015	23	Firm change	Other
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	K•••••• W••••• A•••••••	Sep 17, 2014	Oct 22, 2014

Relationships

Registered with (4)

→ S•• P•••••••• L••Registered adviserregistration: previous registration
Dec 18, 2015 to Dec 31, 2016factForm ADV
→ K•••••• W••••• A•••••••Registered adviserregistration: previous registration
Oct 22, 2014 to Nov 25, 2015factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Feb 1, 2012 to Sep 17, 2014factForm ADV
→ A••••••••• L•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b453c65-e2e5-e849-932a-57999b01e845
First observed: Aug 29, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.