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CRD 281838
COLUMBUS, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J•••• F••••••• P••••• | n/a | COLUMBUS, OH | 9 | 25 | 2 | no |
| P••••• E••••• K•••••• | n/a | COLUMBUS, OH | 9 | 18 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| S•• A••••••••• F••• I• | Private Equity Fund | $2.4M | Oct 15, 2024 | 7 | Sep 23, 2020 | reported | n/a |
| S•• A••••••••• I••••••••• F••• I• | Private Equity Fund | $2.4M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| K•••••• W••••• A••••••• L•• | MANAGING MEMBER | E | yes | 01/2021 | Jan 26, 2021 | Oct 15, 2024 |
| K••••••• P•••••• E••••• | MANAGING PARTNER | D | yes | 01/2021 | Feb 2, 2016 | Oct 15, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| S•• A••••••••• M••••••• L•• | n/a | n/a | n/a | Y | no | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $443M | $360M | 23.0% | $313M | 12.3% | 6 | 6 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| A••••••••• F•••••••• S•••••••• L•• | 3 | Nov 10, 2015 | Dec 18, 2015 | COLUMBUS, OH | Team lift out | Other | 0.0% |
| no |
| K••• S•••• G•••• | Chartered Financial Analyst | COLUMBUS, OH | 4 | 10 | n/a | no |
| M•••••• T••••• P••••• | Chartered Financial Analyst | Columbus, OH | 4 | 23 | n/a | no |
| K•••• J••••• K••• | n/a | COLUMBUS, OH | 0 | 23 | 5 | no |
| 9 |
| Mar 28, 2022 |
| reported |
| 021-424874 |
| S•• A••••••••• I••••••••• F••• V• L•• | Hedge Fund | $1.9M | Oct 15, 2024 | 5 | Mar 28, 2024 | reported | 021-490468 |
| S•• A••••••••• I••••••••• F••• I•• | Real Estate Fund | $1.8M | Oct 15, 2024 | 7 | Mar 17, 2023 | reported | 021-455817 |
| S•• E••••• V••••••• F••• I• | Private Equity Fund | $1.4M | Jan 26, 2021 | 5 | Sep 23, 2020 | dropped | n/a |
| S•• A••••••••• I••••••••• F••• I• | Hedge Fund | $916,046 | Jan 25, 2024 | 5 | Mar 17, 2023 | reported | 021-455820 |
| S•• A••••••••• I••••••••• F••• I• | Hedge Fund | $817,400 | Oct 15, 2024 | 5 | Mar 28, 2024 | reported | 021-455820 |
| MANAGING PARTNER |
| Na |
| yes |
| 11/2015 |
| Feb 2, 2016 |
| Oct 15, 2024 |
| P•••••• J••••• F••••••• | MANAGING PARTNER | D | yes | 01/2021 | Feb 2, 2016 | Oct 15, 2024 |
| P•••••• J••••• F••••••• | MANAGING PARTNER | Na | yes | 11/2015 | Feb 2, 2016 | Oct 15, 2024 |
| P•••••• K••••••• L•••• | CHIEF COMPLIANCE OFFICER | Na | no | 04/2024 | Apr 26, 2024 | Oct 15, 2024 |
| $443M |
| $443M |
| 6 |
| 5 |
| 0 |
| 8 |
| n/a |
| 2024 | Mar 28, 2025 | $360M | $360M | 6 | 5 | 0 | 6 | n/a |
| 2023 | Mar 28, 2024 | $354M | $354M | 5 | 5 | 0 | 5 | $9.2M |
| 2022 | Mar 17, 2023 | $313M | $313M | 5 | 5 | 0 | 4 | $8.5M |
| 2021 | Mar 28, 2022 | $318M | $318M | 5 | 2 | 0 | 2 | $6.0M |
| 2020 | Mar 18, 2021 | $270M | $270M | 5 | 2 | 0 | 1 | $3.9M |
| 2019 | Mar 24, 2020 | $211M | $211M | 5 | 4 | 0 | n/a | n/a |
| 2018 | Mar 29, 2019 | $184M | $184M | 5 | 4 | 0 | n/a | n/a |
| 2017 | Mar 19, 2018 | $168M | $168M | 2 | 0 | 0 | n/a | n/a |
| 2016 | Mar 30, 2017 | $131M | $131M | 1 | 0 | n/a | n/a | n/a |