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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

CHAD A WALKER

Advisor at PFG ADVISORS

Phoenix, AZ

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Search this name across graphsid dfx:ria:2b597f2a-18f8-e939-a995-bd608f802a59

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:30 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PFG ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 28, 2000earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Nov 28, 2000
First registration: Mar 27, 2017
Dual registered: yes, broker-dealer
IAPD individual key: 4303652

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PFG ADVISORS	Independent wealth	Dec 18, 2018	n/a	yes	Phoenix, AZ	Current employment
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Nov 29, 2017	Nov 20, 2018	no	PHOENIX, AZ\|SCOTTSDALE, AZ	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 29, 2017	Nov 20, 2018	no	SCOTTSDALE, AZ	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Nov 29, 2017	Nov 20, 2018	no	ATLANTA, GA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Nov 29, 2017	Nov 20, 2018	no	OAKDALE, MN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 27, 2017	Nov 29, 2017	no	PHOENIX, AZ\|SCOTTSDALE, AZ\|PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WOODBURY FINANCIAL SERVICES, INC.	FSC SECURITIES CORPORATION	Nov 20, 2018	Nov 29, 2017	-356	Channel change	Ibd to ibd
FSC SECURITIES CORPORATION	OSAIC WEALTH, INC.	Nov 20, 2018	Nov 29, 2017	-356	Channel change	Ibd to ibd
SAGEPOINT FINANCIAL, INC.	FSC SECURITIES CORPORATION	Nov 20, 2018	Nov 29, 2017	-356	Firm change after gap	Ibd to ibd
OSAIC WEALTH, INC.	SAGEPOINT FINANCIAL, INC.	Nov 20, 2018	Nov 29, 2017	-356	Channel change	Ibd to ibd
LPL FINANCIAL LLC	WOODBURY FINANCIAL SERVICES, INC.	Nov 29, 2017	Nov 29, 2017	0	Firm change	RIA to ibd

Relationships

Registered with (6)

→ PFG ADVISORSRegistered adviserregistration: current employment
Dec 18, 2018 to presentfactForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 29, 2017 to Nov 20, 2018factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Nov 29, 2017 to Nov 20, 2018factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Nov 29, 2017 to Nov 20, 2018factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Nov 29, 2017 to Nov 20, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Mar 27, 2017 to Nov 29, 2017factForm ADV

Dated events

No dated event names this entity yet.