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CRD 312511
BLOOMFIELD HILLS, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| K•••• K••••• Y••••• | Chartered Financial Analyst | BLOOMFIELD HILLS, MI | 5 | 25 | 3 | no |
| D•••• J•••• J•••• | n/a | BLOOMFIELD HILLS, MI | 5 | 16 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B••••••• R•••••• | CHIEF COMPLIANCE OFFICER | Na | yes | 03/2021 | Mar 17, 2021 | Mar 26, 2024 |
| G••••• E•••••• D•••••• | CHIEF INVESTMENT OFFICER | Na | yes | 09/2023 | Oct 5, 2023 | Mar 26, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 23, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 12.5% | 0 | 0 | 0 | 0 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $15B | $14B | 5.4% | $12B | 6.8% | 17 | 16 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| W•••• A•••• M••••••••• I••• | 3 | Nov 22, 2021 | Dec 2, 2021 | DETROIT, MI | Firm absorbed | Other | 75.0% |
| L••• | 2 | Apr 1, 2021 | Apr 6, 2021 |
| no |
| E••• R•••••• L•••••• | n/a | BLOOMFIELD HILLS, MI | 4 | 23 | 2 | no |
| K•••• F•••• | n/a | BLOOMFIELD HILLS, MI | 4 | 16 | 1 | no |
| S••••• T••••• G•••••• | Chartered Financial Analyst | BLOOMFIELD HILLS, MI | 2 | 11 | n/a | no |
| J•••• R••••• K•••• | Chartered Financial Analyst | BLOOMFIELD HILLS, MI | 2 | 26 | n/a | no |
| E••••• D•••••• G•••• | Chartered Financial Analyst | BLOOMFIELD HILLS, MI | 2 | 20 | n/a | no |
| S••••• N••• K•••• S•••••• | Chartered Financial Analyst | BLOOMFIELD HILLS, MI | 0 | 10 | n/a | no |
| CHIEF OPERATING OFFICER |
| Na |
| yes |
| 09/2023 |
| Oct 5, 2023 |
| Mar 26, 2024 |
| Y•••••• K••••• K••••• | President | E | yes | 01/2021 | Jan 19, 2021 | Mar 26, 2024 |
| $15B |
| $15B |
| 17 |
| 8 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 25, 2025 | $14B | $14B | 16 | 8 | 0 | n/a | n/a |
| 2023 | Mar 26, 2024 | $15B | $15B | 15 | 9 | 0 | n/a | n/a |
| 2022 | Mar 20, 2023 | $12B | $12B | 11 | 6 | 0 | n/a | n/a |
| 2021 | Mar 29, 2022 | $15B | $15B | 10 | 5 | 0 | n/a | n/a |
| BLOOMFIELD HILLS, MI |
| Team lift out |
| Other |
| 40.0% |