DFX Intelligence

E••• R•••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor23 years in industry

E••• R•••••• L••••••

Advisor at Y••••• C•••••• M••••••••• L••

BLOOMFIELD HILLS, MI

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Search this name across graphsid dfx:ria:4f57c44d-7239-cec2-ec9e-7848450364a0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 28, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Y••••• C•••••• M••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Apr 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Y••••• C•••••• M••••••••• L••	Asset manager	Nov 23, 2021	n/a	yes	BLOOMFIELD HILLS, MI	Current employment
W•••• A•••• M••••••••• I•••	Former SEC adviser	Apr 4, 2012	Nov 22, 2021	no	DETROIT, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• A•••• M••••••••• I•••	Y••••• C•••••• M••••••••• L••	Nov 22, 2021	Nov 23, 2021	1	Firm change	Other
C••••••• S•••••••••	W•••• A•••• M••••••••• I•••	Mar 18, 2014	Apr 4, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
142108:312511:MI:2021-11-22	Nov 22, 2021	Nov 23, 2021	DETROIT, MI	Firm change

Relationships

Registered with (3)

→ Y••••• C•••••• M••••••••• L••Registered adviserregistration: current employment
Nov 23, 2021 to presentfactForm ADV
→ W•••• A•••• M••••••••• I•••Registered adviserregistration: previous registration
Apr 4, 2012 to Nov 22, 2021factForm ADV
→ C••••••• S•••••••••Registered adviserregistration: previous registration
Sep 28, 2010 to Mar 18, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4f57c44d-7239-cec2-ec9e-7848450364a0
First observed: Sep 28, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.