DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S••••••••• P•••••• C•••••• L••
••• Locked
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••••••• P•••••• C•••••• L•• | Independent wealth | Sep 9, 2025 | n/a | yes | VERO BEACH, FL|PALM BEACH GARDENS, FL | Current employment |
| M••••• S•••••• | Wirehouse | Jun 1, 2009 | Sep 19, 2025 | no | PALM BEACH, FL|W. PALM BEACH, FL|West Palm Beach, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M••••• S•••••• | S••••••••• P•••••• C•••••• L•• | Sep 19, 2025 | Sep 9, 2025 | -10 | Firm change | Wirehouse to RIA |
| M••••• S•••••• • C•• L•• | M••••• S•••••• | Jun 1, 2009 | Jun 1, 2009 |
| M••••• S•••••• • C•• L•• | n/a | Apr 2, 2007 | Jun 1, 2009 | no | PALM BEACH, FL | Previous registration |
| M••••• S•••••• D• I••• | n/a | Jul 25, 2003 | Apr 2, 2007 | no | DELRAY BEACH, FL|DELRAY BEACH, FL|PALM BEACH, FL | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | Jul 25, 2003 | Apr 12, 2004 | no | BOCA RATON, FL | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| A••••••••• F•••••••• S•••••••• L•• | M••••• S•••••• D• I••• | Apr 12, 2004 | Jul 25, 2003 | -262 | Firm change after gap | Other |