RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• J•••• M•••••••
- S••••••••• P•••••• C•••••• L•• independent RIA currentsince Sep 9, 2025 · Vero Beach, Fl
- M••••• S•••••• wirehouseJun 1, 2009 to Sep 19, 2025 · Palm Beach, Fl
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to Jun 1, 2009 · Palm Beach, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDJul 25, 2003 to Apr 12, 2004 · Boca Raton, Fl
- M••••• S•••••• D• I••• unclassifiedJul 25, 2003 to Apr 2, 2007 · Delray Beach, Fl
- M••••• S•••••• to S••••••••• P•••••• C•••••• L••left Sep 19, 2025, registered Sep 9, 2025 (-10 days) · Wirehouse to independent RIA
- M••••• S•••••• • C•• L•• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to M••••• S•••••• D• I•••left Apr 12, 2004, registered Jul 25, 2003 (-262 days) · Other
- R••••• J•••• M••••••• left M••••• S•••••• for S••••••••• P•••••• C•••••• L•• (registered 2025-09-09)Sep 19, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address