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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Jeffrey David Buck

Advisor at BUCK WEALTH STRATEGIES, LLC

Honolulu, HI | DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2b722175-4693-c9fb-e60c-155b3bc4eb7a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 3, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BUCK WEALTH STRATEGIES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 1, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Jan 14, 2005
First registration: Jan 3, 2007
Dual registered: yes, broker-dealer
Other names: JEFFREY DAVID BUCK
IAPD individual key: 4884887

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BUCK WEALTH STRATEGIES, LLC	Independent wealth	Aug 29, 2022	n/a	yes	Honolulu, HI\|DENVER, CO	Current employment
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Dec 6, 2019	Jan 10, 2023	no	HONOLULU, HI\|KAHULULU, HI	Previous registration
Spc	Bd affiliated wealth	Aug 2, 2011	Dec 2, 2019	no	HONOLULU, HI\|ANN ARBOR, MI	Previous registration
H. BECK, INC.	Former SEC adviser	Jan 3, 2007	Aug 11, 2011	no	HONOLULU, HI\|HONOLULU, HI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AE WEALTH MANAGEMENT, LLC	BUCK WEALTH STRATEGIES, LLC	Jan 10, 2023	Aug 29, 2022	-134	Firm change after gap	Ibd to new firm
Spc	AE WEALTH MANAGEMENT, LLC	Dec 2, 2019	Dec 6, 2019	4	Firm change	Ibd to RIA
H. BECK, INC.	Spc	Aug 11, 2011	Aug 2, 2011	-9	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
282580:322138:HI:2023-01-10	Jan 10, 2023	Aug 29, 2022	KAHULULU, HI	Firm change after gap
110692:282580:MI:2019-12-02	Dec 2, 2019	Dec 6, 2019	ANN ARBOR, MI	Firm change

Relationships

Registered with (4)

→ BUCK WEALTH STRATEGIES, LLCRegistered adviserregistration: current employment
Aug 29, 2022 to presentfactForm ADV
→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Dec 6, 2019 to Jan 10, 2023factForm ADV
→ SPCRegistered adviserregistration: previous registration
Aug 2, 2011 to Dec 2, 2019factForm ADV
→ H. BECK, INC.Registered adviserregistration: previous registration
Jan 3, 2007 to Aug 11, 2011factForm ADV

Dated events

Occurred
Jan 10, 2023
Advisor changed firm
Jeffrey David Buck left Ae Wealth Management, Llc for Buck Wealth Strategies, Llc (registered 2022-08-29)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b722175-4693-c9fb-e60c-155b3bc4eb7a
First observed: Jan 3, 2007
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Jeffrey David Buck

Advisor at BUCK WEALTH STRATEGIES, LLC

Honolulu, HI | DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2b722175-4693-c9fb-e60c-155b3bc4eb7a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:55 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

BUCK WEALTH STRATEGIES, LLC

Independent wealth

Aug 29, 2022

n/a

yes

Honolulu, HI|DENVER, CO

Current employment

AE WEALTH MANAGEMENT, LLC

Bd affiliated wealth

Dec 6, 2019

Jan 10, 2023

HONOLULU, HI|KAHULULU, HI

Previous registration

Spc

Bd affiliated wealth

Aug 2, 2011

Dec 2, 2019

HONOLULU, HI|ANN ARBOR, MI

Previous registration

H. BECK, INC.

Former SEC adviser

Jan 3, 2007

Aug 11, 2011

HONOLULU, HI|HONOLULU, HI

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

AE WEALTH MANAGEMENT, LLC

BUCK WEALTH STRATEGIES, LLC

Jan 10, 2023

Aug 29, 2022

-134

Firm change after gap

Ibd to new firm

Spc

AE WEALTH MANAGEMENT, LLC

Dec 2, 2019

Dec 6, 2019

Firm change

Ibd to RIA

H. BECK, INC.

Spc

Aug 11, 2011

Aug 2, 2011

-9

Firm change

Other

Team

Left

Joined

From

Kind

282580:322138:HI:2023-01-10

Jan 10, 2023

Aug 29, 2022

KAHULULU, HI

Firm change after gap

110692:282580:MI:2019-12-02

Dec 2, 2019

Dec 6, 2019

ANN ARBOR, MI

Firm change