DFX Intelligence

J•••• J••••• D••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

J•••• J••••• D••••

Advisor at N•••••• A•••••••• L••

BOSTON, MA

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Search this name across graphsid dfx:ria:2b76e13b-f7d3-c9ad-8438-6b96be03c17d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N•••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 31, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N•••••• A•••••••• L••	Bd affiliated wealth	Aug 29, 2008	n/a	yes	BOSTON, MA	Current employment
A•••• P•••••• W••••• M••••••••• L••	Former SEC adviser	Oct 18, 2007	Mar 20, 2008	no	WILLIAMSTOWN, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• P•••••• W••••• M••••••••• L••	N•••••• A•••••••• L••	Mar 20, 2008	Aug 29, 2008	162	Firm change	Other
D••• M•••• M••••••••• I••	A•••• P•••••• W••••• M••••••••• L••	Oct 19, 2007	Oct 18, 2007

Relationships

Registered with (3)

→ N•••••• A•••••••• L••Registered adviserregistration: current employment
Aug 29, 2008 to presentfactForm ADV
→ A•••• P•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Oct 18, 2007 to Mar 20, 2008factForm ADV
→ D••• M•••• M••••••••• I••Registered adviserregistration: previous registration
Jun 18, 2007 to Oct 19, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b76e13b-f7d3-c9ad-8438-6b96be03c17d
First observed: Jun 18, 2007
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.