DFX Intelligence

J••• K•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)35 years in industry

J••• K•••••• H•••••

Advisor at F•• W••••• M••••••••• L••

West Des Moines, IA

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Search this name across graphsid dfx:ria:2b790dac-b1d3-56ca-4c27-872af31450af

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: May 15, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•• W••••• M••••••••• L••	Bd affiliated wealth	Aug 11, 2018	n/a	yes	West Des Moines, IA	Current employment
F•• I••••••••• M••••••••• S•••••••• I•••	Former SEC adviser	Apr 10, 2008	Aug 10, 2018	no	WEST DES MOINES, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• I••••••••• M••••••••• S•••••••• I•••	F•• W••••• M••••••••• L••	Aug 10, 2018	Aug 11, 2018	1	Bulk transfer	Other
C••••••• W••••• A•••••••• L••	F•• I••••••••• M••••••••• S•••••••• I•••	Feb 22, 2008	Apr 10, 2008

Relationships

Registered with (5)

→ F•• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 11, 2018 to presentfactForm ADV
→ F•• I••••••••• M••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Apr 10, 2008 to Aug 10, 2018factForm ADV
→ C••••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Nov 9, 2007 to Feb 22, 2008factForm ADV
→ P•••••••• F•••••••• A•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b790dac-b1d3-56ca-4c27-872af31450af
First observed: May 15, 2002
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.