DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
John Kenneth Harada
Feed of 09/14/2026
Also filed as John K Harada
At current firm
8 y
since Aug 11, 2018
In the industry
35 y
since May 1, 1991 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Fbl Wealth Management, LLC BD affiliated currentsince Aug 11, 2018 · West Des Moines, Ia
- Fbl Investment Management Services, Inc. formerApr 10, 2008 to Aug 10, 2018 · West Des Moines, Ia
- Commerce Wealth Advisers, LLC formerNov 9, 2007 to Feb 22, 2008 · Clive, Ia
- Principal Securities, Inc. BD affiliatedMay 17, 2005 to Apr 3, 2006 · Des Moines, Ia
- Principal Financial Advisors, Inc. formerMay 28, 2002 to May 31, 2006 · Des Moines, Ia
- Principal Financial Advisors, Inc. formerMay 15, 2002 to May 15, 2002 · Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- Fbl Investment Management Services, Inc. to Fbl Wealth Management, LLCleft Aug 10, 2018, registered Aug 11, 2018 (1 days) · corporate re-registration, not a move
- Commerce Wealth Advisers, LLC to Fbl Investment Management Services, Inc.left Feb 22, 2008, registered Apr 10, 2008 (48 days) · Other
- Principal Financial Advisors, Inc. to Principal Securities, Inc.left May 31, 2006, registered May 17, 2005 (-379 days) · Other
- Principal Securities, Inc. to Commerce Wealth Advisers, LLCleft Apr 3, 2006, registered Nov 9, 2007 (585 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address