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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

STEVEN ERIC JOLLEY

Advisor at ALERA INVESTMENT ADVISORS, LLC

Wayne, PA | WAYNE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2b7a75c7-7a85-3beb-d0ab-464e0d78b47f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 8, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALERA INVESTMENT ADVISORS, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 8, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 2
Registered states: 1
Exams: S66
First exam: Jul 26, 2012
First registration: May 8, 2007
Dual registered: yes, broker-dealer
Other names: STEVE ERIC JOLLEY
IAPD individual key: 5276989

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALERA INVESTMENT ADVISORS, LLC	Mixed wealth	May 20, 2024	n/a	yes	Wayne, PA	Current employment
THE ASCENT GROUP, LLC	Independent wealth	May 14, 2021	n/a	yes	WAYNE, PA	Current employment
AMERITAS ADVISORY SERVICES	Former SEC adviser	Jul 27, 2012	Nov 5, 2021	no	LINCOLN, NE\|WAYNE, PA\|Freeport, NY	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	May 8, 2007	Apr 28, 2008	no	NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
AMERITAS ADVISORY SERVICES	THE ASCENT GROUP, LLC	Nov 5, 2021	May 14, 2021	-175	Firm change after gap	Ibd to new firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	AMERITAS ADVISORY SERVICES	Apr 28, 2008	Jul 27, 2012	1,551	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
14869:314424:NY:2021-11-05	Nov 5, 2021	May 14, 2021	FREEPORT, NY	Firm change after gap

Relationships

Registered with (4)

→ ALERA INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
May 20, 2024 to presentfactForm ADV
→ THE ASCENT GROUP, LLCRegistered adviserregistration: current employment
May 14, 2021 to presentfactForm ADV
→ AMERITAS ADVISORY SERVICESRegistered adviserregistration: previous registration
Jul 27, 2012 to Nov 5, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
May 8, 2007 to Apr 28, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2b7a75c7-7a85-3beb-d0ab-464e0d78b47f
First observed: May 8, 2007
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STEVEN ERIC JOLLEY

Advisor at ALERA INVESTMENT ADVISORS, LLC

Wayne, PA | WAYNE, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2b7a75c7-7a85-3beb-d0ab-464e0d78b47f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:03 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

ALERA INVESTMENT ADVISORS, LLC

Mixed wealth

May 20, 2024

n/a

yes

Wayne, PA

Current employment

THE ASCENT GROUP, LLC

Independent wealth

May 14, 2021

n/a

yes

WAYNE, PA

Current employment

AMERITAS ADVISORY SERVICES

Former SEC adviser

Jul 27, 2012

Nov 5, 2021

LINCOLN, NE|WAYNE, PA|Freeport, NY

Previous registration

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Wirehouse

May 8, 2007

Apr 28, 2008

NEW YORK, NY

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

AMERITAS ADVISORY SERVICES

THE ASCENT GROUP, LLC

Nov 5, 2021

May 14, 2021

-175

Firm change after gap

Ibd to new firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERITAS ADVISORY SERVICES

Apr 28, 2008

Jul 27, 2012

1,551

Firm change after gap

Other

Team

Left

Joined

From

Kind

14869:314424:NY:2021-11-05

Nov 5, 2021

May 14, 2021

FREEPORT, NY

Firm change after gap