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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

STEVEN ANDREA ANDERSON

Advisor at WELLS FARGO ADVISORS

WESTLAKE VILLAGE, CA

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Search this name across graphsid dfx:ria:2b9366ef-309e-8d2a-45ec-2020992fc330

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: WELLS FARGO ADVISORS
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 8, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 14, 2012
First registration: Jul 8, 1997
Dual registered: yes, broker-dealer
IAPD individual key: 1141875

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
WELLS FARGO ADVISORS	Wirehouse	Oct 17, 2022	n/a	yes	WESTLAKE VILLAGE, CA	Current employment
D.A. DAVIDSON & CO.	Independent wealth	Nov 25, 2013	Sep 26, 2022	no	SANTA BARBARA, CA\|Ventura, CA	Previous registration
CROWELL WEEDON & CO.	Former SEC adviser	Nov 4, 2013	Nov 25, 2013	no	SANTA BARBARA, CA	Previous registration
CROWELL, WEEDON & CO.	Former SEC adviser	Jan 21, 2010	Nov 4, 2013	no	SANTA BARBARA, CA\|ENCINO, CA	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jan 27, 2010	no	Santa Barbara, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 8, 1997	Jun 1, 2009	no	SANTA BARBARA, CA\|SANTA BARBARA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D.A. DAVIDSON & CO.	WELLS FARGO ADVISORS	Sep 26, 2022	Oct 17, 2022	21	Firm change	RIA to wirehouse
CROWELL WEEDON & CO.	D.A. DAVIDSON & CO.	Nov 25, 2013	Nov 25, 2013	0	Bulk transfer	Other
CROWELL, WEEDON & CO.	CROWELL WEEDON & CO.	Nov 4, 2013	Nov 4, 2013	0	Bulk transfer	Other
MORGAN STANLEY	CROWELL, WEEDON & CO.	Jan 27, 2010	Jan 21, 2010	-6	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (6)

→ WELLS FARGO ADVISORSRegistered adviserregistration: current employment
Oct 17, 2022 to presentfactForm ADV
→ D.A. DAVIDSON & CO.Registered adviserregistration: previous registration
Nov 25, 2013 to Sep 26, 2022factForm ADV
→ CROWELL WEEDON & CO.Registered adviserregistration: previous registration
Nov 4, 2013 to Nov 25, 2013factForm ADV
→ CROWELL, WEEDON & CO.Registered adviserregistration: previous registration
Jan 21, 2010 to Nov 4, 2013factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jan 27, 2010factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 8, 1997 to Jun 1, 2009factForm ADV

Dated events

Occurred
Sep 26, 2022
Advisor changed firm
Steven Andrea Anderson left D.A. Davidson & Co. for Wells Fargo Advisors (registered 2022-10-17)
Form ADVobserved 6 days ago