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Advisor at EAST END FINANCIAL GROUP, INC.
RIVERHEAD, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Oct 11, 2024 | n/a | yes | RIVERHEAD, NY | Current employment |
| EAST END FINANCIAL GROUP, INC. | Independent wealth | May 22, 2021 | n/a | yes | RIVERHEAD, NY | Current employment |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | Jan 12, 2018 | Oct 11, 2024 | no | HOLBROOK, NY | Previous registration |
| MANULIFE INVESTMENT MANAGEMENT (US) LLC | Asset manager | Dec 15, 2004 | Jul 29, 2005 | no | BOSTON, MA | Previous registration |
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | Asset manager | Dec 15, 2004 | Jul 29, 2005 | no | BOSTON, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERICAN PORTFOLIOS ADVISORS, INC | EAST END FINANCIAL GROUP, INC. | Oct 11, 2024 | May 22, 2021 | -1,238 | Firm change after gap | Ibd to RIA |
| JOHN HANCOCK INVESTMENT MANAGEMENT LLC | MANULIFE INVESTMENT MANAGEMENT (US) LLC | Jul 29, 2005 | Dec 15, 2004 | -226 | Firm change after gap | Other |
| MANULIFE INVESTMENT MANAGEMENT (US) LLC | AMERICAN PORTFOLIOS ADVISORS, INC | Jul 29, 2005 | Jan 12, 2018 | 4,550 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 112697:110584:NY:2024-10-11 | Oct 11, 2024 | May 22, 2021 | HOLBROOK, NY | Firm change after gap |