This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.75 fund_share=0.0 institutional_share=0.25 related_bd=false related_bank=false bd_reps=9.0

Regulatory AUM

$689MItem 5.F on the latest filing (2026-07-09); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$688M

Private client RAUM

$519MderivedItem 5.D individuals plus high net worth individuals

Private client share

75%derivedprivate client RAUM over total RAUM

Advisors on IAPD

6

RAUM per advisor

$115Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

12

Advisory employees

6

Offices

1Schedule D 1.F, beyond the principal office

Accounts

1,014

Individual clients

167

High net worth clients

151

SEC number

801-34431

CRD

110584

Filings on the tape

27

First filed

Mar 29, 2012

Latest filed

Jul 9, 2026

Organised

Corporation, NY

Website

eastendfinancialgroup.com

• Occurred

  Oct 11, 2024
  Team lift-out

  3 advisors left American Portfolios Advisors, Inc (Holbrook, NY) for East End Financial Group, Inc. on the same day

  Form ADVobserved 3 days ago
  3 advisors

Graph

RIA / Wealth Management

Canonical id

dfx:ria:dfa90d7d-b180-bba0-cce3-7454ca96ded6

First observed

Mar 29, 2012

Last observed

Jul 9, 2026 2 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.