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Advisor at SAGE RHINO CAPITAL LLC
MENLO PARK, CA | ANAHEIM, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SAGE RHINO CAPITAL LLC | Independent wealth | Mar 15, 2022 | n/a | yes | MENLO PARK, CA|ANAHEIM, CA | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Oct 23, 2009 | Mar 9, 2022 | no | COSTA MESA, CA|NEWPORT BEACH, CA|NEWPORT BEACH, CA|NEWPORT BEACH, CA|NEW YORK, NY | Previous registration |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | n/a | Oct 19, 2009 | Oct 23, 2009 | no | COSTA MESA, CA|NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | SAGE RHINO CAPITAL LLC | Mar 9, 2022 | Mar 15, 2022 | 6 | Firm change | Wirehouse to RIA |
| BANC OF AMERICA INVESTMENT SERVICES, INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Oct 23, 2009 | Oct 23, 2009 | 0 | Bulk transfer | Other |