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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

SAGE RHINO CAPITAL LLC

CRD 290148

MENLO PARK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6792ebd4-417e-44f8-c5a3-768400cd03f2

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 5
On other graphs: 0
Observed: Nov 10, 2017 to Mar 25, 2026
27 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $884MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $884M
Private client RAUM: $871MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 9
RAUM per advisor: $98.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 10
Advisory employees: 4
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1,502
Individual clients: 53
High net worth clients: 139
Custody, client assets: $75.7M
SEC number: 801-112150
CIK: 1771605
CRD: 290148
Filings on the tape: 27
First filed: Nov 10, 2017
Latest filed: Mar 25, 2026
Organised: Limited Liability Company, CA
Website: sagerhino.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
IGOR BORIS LOTSVIN	Chartered Financial Analyst	MENLO PARK, CA	8	19	2	no
Caroline Novak	n/a	MENLO PARK, CA	8	24	2	no
DENISE HELEN FARKAS	n/a	MENLO PARK, CA	8	20	3	no
NICOLE ALLANA GLAZER	n/a	MENLO PARK, CA	8	12	1	no
LAURA DAN'ETTE PONTICELLO	n/a	MENLO PARK, CA \| Mission Viejo, CA	5	23	1	no
MIA CARLA A DIZON	n/a	MENLO PARK, CA \| ANAHEIM, CA	4	18	2	no
Alex Michael Owens	n/a	MENLO PARK, CA \| Nashville, TN	2	10	1	no
DANA ELAINE FRANCO-YOUNG	n/a	Federal Way, WA \| MENLO PARK, CA	1	26	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHU, DAVID, TAOTZE	CHIEF FINANICAL OFFICER	Na	yes	11/2019	Mar 21, 2024	Nov 5, 2024
FRANCO-YOUNG, DANA, ELAINE	CHIEF COMPLIANCE OFFICER	Na	yes	01/2023	Mar 21, 2023	Nov 5, 2024
LOTSVIN-NOVAK FAMILY REVOCABLE TRUST U/A DATED MAY 18TH, 2007	Member	E	yes	01/2020	Jan 20, 2020	Nov 5, 2024
LOTSVIN, IGOR, BORIS	Trustee	D	yes	05/2007	Nov 10, 2017	Nov 5, 2024
Novak, Caroline	Trustee	D	yes	05/2007	Nov 10, 2017	Nov 5, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 25, 2026	$884M	$884M	10	4	n/a	n/a
2024	Mar 21, 2025	$787M	$787M	9	4	n/a	n/a
2023	Mar 21, 2024	$712M	$712M	8	3	n/a	n/a
2022	Mar 21, 2023	$617M	$617M	10	2	n/a	n/a
2021	Mar 21, 2022	$747M	$747M	10	2	n/a	n/a
2020	Mar 17, 2021	$600M	$600M	7	2	n/a	n/a
2019	Mar 24, 2020	$486M	$486M	7	2	n/a	n/a
2018	Mar 26, 2019	$370M	$370M	5	2	n/a	n/a
2017	Feb 2, 2018	$184M	$184M	4	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	11.1%	0	0	0	3	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$884M	$787M	12.3%	$617M	12.7%	10	9	0	0

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Jan 4, 2018	Dec 15, 2017	PALO ALTO, CA	Team lift out	Wirehouse to new firm	0.0%
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	2	Dec 19, 2017	Dec 15, 2017	PALO ALTO, CA	Team lift out	Wirehouse to new firm	0.0%

Relationships

Registered with (10)

← DANA ELAINE FRANCO-YOUNGAdvisorregistration: current employment
Nov 15, 2024 to presentfactForm ADV
← Alex Michael OwensAdvisorregistration: current employment
Apr 4, 2024 to presentfactForm ADV
← MIA CARLA A DIZONAdvisorregistration: current employment
Mar 15, 2022 to presentfactForm ADV
← LAURA DAN'ETTE PONTICELLOAdvisorregistration: current employment
Mar 22, 2021 to presentfactForm ADV
← Mary RussellAdvisorregistration: current employment
Feb 19, 2020 to presentfactForm ADV
← IGOR BORIS LOTSVINAdvisorregistration: current employment
Dec 15, 2017 to presentfactForm ADV
← Caroline NovakAdvisorregistration: current employment
Dec 15, 2017 to presentfactForm ADV
← DENISE HELEN FARKASAdvisorregistration: current employment
Dec 15, 2017 to presentfactForm ADV
← NICOLE ALLANA GLAZERAdvisorregistration: current employment
Dec 15, 2017 to presentfactForm ADV
← Vincent Emil ZupoAdvisorregistration: previous registration
Jul 23, 2025 to Apr 15, 2026factForm ADV

Controls (5)

← CHU, DAVID, TAOTZEOwnerCHIEF FINANICAL OFFICER, ownership code NA, individual
Mar 21, 2024 to Nov 5, 2024factForm ADV
← FRANCO-YOUNG, DANA, ELAINEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 21, 2023 to Nov 5, 2024factForm ADV
← LOTSVIN, IGOR, BORISOwnerTRUSTEE, ownership code D, individual
Nov 10, 2017 to Nov 5, 2024factForm ADV
← Novak, CarolineOwnerTRUSTEE, ownership code D, individual
Nov 10, 2017 to Nov 5, 2024factForm ADV
← LOTSVIN-NOVAK FAMILY REVOCABLE TRUST U/A DATED MAY 18TH, 2007OwnerMEMBER, ownership code E, domestic entity
Jan 20, 2020 to Nov 5, 2024factForm ADV

Moved with (1)

← MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviser2 advisors, team lift out, same day
Dec 19, 2017 to Dec 15, 2017factForm ADV

Dated events

Occurred
Apr 15, 2026
Advisor changed firm
Vincent Emil Zupo left Sage Rhino Capital Llc for Schwab Wealth Advisory, Inc. (registered 2026-07-03)
Form ADVobserved 4 days ago
Occurred
Mar 21, 2024
Control person joined
Taotze David Chu (Chief Finanical Officer) appeared on Schedule A of Sage Rhino Capital Llc
Form ADVobserved 4 days ago
Occurred
Mar 21, 2023
Control person joined
Elaine Dana Franco-Young (Chief Compliance Officer) appeared on Schedule A of Sage Rhino Capital Llc
Form ADVobserved 4 days ago
Occurred
Apr 20, 2018
Regulatory AUM changed
Sage Rhino Capital Llc reported RAUM $352.7M, up 92% from $184.0M (2018-02-02 to 2018-04-20)
Form ADVobserved 4 days ago
$169M
Occurred
Nov 10, 2017
First Form ADV filing
Sage Rhino Capital Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6792ebd4-417e-44f8-c5a3-768400cd03f2
First observed: Nov 10, 2017
Last observed: Mar 25, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SAGE RHINO CAPITAL LLC

CRD 290148

MENLO PARK, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:6792ebd4-417e-44f8-c5a3-768400cd03f2

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:01 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

IGOR BORIS LOTSVIN

Chartered Financial Analyst

MENLO PARK, CA

Caroline Novak

n/a

MENLO PARK, CA

DENISE HELEN FARKAS

n/a

MENLO PARK, CA

NICOLE ALLANA GLAZER

n/a

MENLO PARK, CA

LAURA DAN'ETTE PONTICELLO

n/a

MENLO PARK, CA | Mission Viejo, CA

MIA CARLA A DIZON

n/a

MENLO PARK, CA | ANAHEIM, CA

Alex Michael Owens

n/a

MENLO PARK, CA | Nashville, TN

DANA ELAINE FRANCO-YOUNG

n/a

Federal Way, WA | MENLO PARK, CA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHU, DAVID, TAOTZE

CHIEF FINANICAL OFFICER

yes

11/2019

Mar 21, 2024

Nov 5, 2024

FRANCO-YOUNG, DANA, ELAINE

CHIEF COMPLIANCE OFFICER

yes

01/2023

Mar 21, 2023

Nov 5, 2024

LOTSVIN-NOVAK FAMILY REVOCABLE TRUST U/A DATED MAY 18TH, 2007

Member

yes

01/2020

Jan 20, 2020

Nov 5, 2024

LOTSVIN, IGOR, BORIS

Trustee

yes

05/2007

Nov 10, 2017

Nov 5, 2024

Novak, Caroline

Trustee

yes

05/2007

Nov 10, 2017

Nov 5, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 25, 2026

$884M

n/a

2024

Mar 21, 2025

$787M

n/a

2023

Mar 21, 2024

$712M

n/a

2022

Mar 21, 2023

$617M

n/a

2021

Mar 21, 2022

$747M

n/a

2020

Mar 17, 2021

$600M

n/a

2019

Mar 24, 2020

$486M

n/a

2018

Mar 26, 2019

$370M

n/a

2017

Feb 2, 2018

$184M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

11.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$884M

$787M

12.3%

$617M

12.7%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Jan 4, 2018

Dec 15, 2017

PALO ALTO, CA

Team lift out

Wirehouse to new firm

0.0%

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Dec 19, 2017

Dec 15, 2017

PALO ALTO, CA

Team lift out

Wirehouse to new firm

0.0%