DFX Intelligence

D••••• A••••••• N•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

D••••• A••••••• N•••••••••

Advisor at L•••••• M••• R••••••••• G•••• L••

SPRINGFIELD, MO | Ponte Vedra Beach, FL

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Search this name across graphsid dfx:ria:2bc796bb-be7d-9442-963e-0c1136fbc0a1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Aug 16, 2021 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••• M••• R••••••••• G•••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••• M••• R••••••••• G•••• L••	State registered	Aug 11, 2025	n/a	yes	Ponte Vedra Beach, FL\|SPRINGFIELD, MO	Current employment
S••••••••• W•••••	Mixed wealth	Jun 21, 2022	Jul 23, 2025	no	Ponte Vedra Beach, FL\|SUMMIT, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• W•••••	L•••••• M••• R••••••••• G•••• L••	Jul 23, 2025	Aug 11, 2025	19	Firm change	RIA to state RIA
I••• W••••• M••••••••• L••	S••••••••• W•••••	Jun 24, 2022	Jun 21, 2022

Relationships

Registered with (3)

→ L•••••• M••• R••••••••• G•••• L••Registered adviserregistration: current employment
Aug 11, 2025 to presentfactForm ADV
→ S••••••••• W•••••Registered adviserregistration: previous registration
Jun 21, 2022 to Jul 23, 2025factForm ADV
→ I••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Aug 16, 2021 to Jun 24, 2022factForm ADV

Dated events

Occurred
Jul 23, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 24, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2bc796bb-be7d-9442-963e-0c1136fbc0a1
First observed: Aug 16, 2021
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.