RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- L•••••• M••• R••••••••• G•••• L•• state registered currentsince Aug 11, 2025 · Ponte Vedra Beach, Fl
- S••••••••• W••••• mixed wealthJun 21, 2022 to Jul 23, 2025 · Ponte Vedra Beach, Fl
- I••• W••••• M••••••••• L•• independent RIAAug 16, 2021 to Jun 24, 2022 · Omaha, Ne
- S••••••••• W••••• to L•••••• M••• R••••••••• G•••• L••left Jul 23, 2025, registered Aug 11, 2025 (19 days) · RIA to a state-registered adviser
- I••• W••••• M••••••••• L•• to S••••••••• W•••••left Jun 24, 2022, registered Jun 21, 2022 (-3 days) · RIA to RIA
- D••••• A••••••• N••••••••• left S••••••••• W••••• for L•••••• M••• R••••••••• G•••• L•• (registered 2025-08-11)Jul 23, 2025 · Advisor changed firm · fact
- D••••• A••••••• N••••••••• left I••• W••••• M••••••••• L•• for S••••••••• W••••• (registered 2022-06-21)Jun 24, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address