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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

Suzette Tejeda

Advisor at LPL FINANCIAL LLC

HOUSTON, TX

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Search this name across graphsid dfx:ria:2bca8ad2-4154-0452-3377-ffa85925741e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 10:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 8, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 11, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Jul 11, 1997
First registration: Nov 8, 2010
Dual registered: yes, broker-dealer
Other names: SUZETTE HERRIN DIEBRA|MICHELE SUZETTE HERRIN|Suzette Herrin Tejeda|SUZETTE H TEJEDA|SUZETTE H. TEJEDA|Suzette Tejeda
IAPD individual key: 2575676

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 16, 2026	n/a	yes	HOUSTON, TX	Current employment
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Apr 8, 2019	Jun 4, 2026	no	HOUSTON, TX\|NEW YORK, NY	Previous registration
SOVEREIGN WEALTH ADVISORS LLC	Independent wealth	Jul 28, 2016	Mar 29, 2019	no	HOUSTON, TX	Previous registration
PNC MANAGED ACCOUNT SOLUTIONS, INC.	Former SEC adviser	Jan 27, 2014	Jun 27, 2016	no	HOUSTON, TX\|HOUSTON, TX\|HOUSTON, TX	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 8, 2010	Jan 15, 2014	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	LPL FINANCIAL LLC	Jun 4, 2026	Jun 16, 2026	12	Firm change	Wirehouse to ibd
SOVEREIGN WEALTH ADVISORS LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Mar 29, 2019	Apr 8, 2019	10	Firm change	RIA to wirehouse
PNC MANAGED ACCOUNT SOLUTIONS, INC.	SOVEREIGN WEALTH ADVISORS LLC	Jun 27, 2016	Jul 28, 2016	31	Firm change	Other
WELLS FARGO ADVISORS	PNC MANAGED ACCOUNT SOLUTIONS, INC.	Jan 15, 2014	Jan 27, 2014	12	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jun 16, 2026 to presentfactForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Apr 8, 2019 to Jun 4, 2026factForm ADV
→ SOVEREIGN WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Jul 28, 2016 to Mar 29, 2019factForm ADV
→ PNC MANAGED ACCOUNT SOLUTIONS, INC.Registered adviserregistration: previous registration
Jan 27, 2014 to Jun 27, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 8, 2010 to Jan 15, 2014factForm ADV

Dated events

Occurred
Jun 4, 2026
Advisor changed firm
Suzette Tejeda left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Lpl Financial Llc (registered 2026-06-16)
Form ADVobserved 5 days ago