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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)34 years in industry

MICHAEL PAUL RITLAND

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2bcf6b17-dda5-ded3-cc6c-a6e5030cc7ce

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 11, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 7, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Designations: Chartered Financial Consultant
Exams: S66|S63
First exam: Mar 7, 1992
First registration: Mar 11, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 2157906

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Nov 29, 2017	n/a	yes	PINE CITY, MN\|CLINTON, MN\|WARREN, MN\|ADA, MN\|BAXTER, MN\|CROSSLAKE, MN\|ELY, MN\|CLOQUET, MN\|EAST GRAND FORKS, MN\|OSLO, MN\|VIRGINIA, MN\|FOLEY, MN\|BRAHAM, MN\|TOWER, MN\|DULUTH, MN\|GRAND FORKS, ND\|FOREST LAKE, MN\|LUCK, WI\|HECTOR, MN\|BIRD ISLAND, MN\|FAIRFAX, MN\|DULUTH, MN\|HERMANTOWN, MN	Current employment
INVESTMENT CENTERS OF AMERICA, INC.	Former SEC adviser	Jan 16, 2007	Dec 6, 2017	no	BAXTER, MN\|NISSWA, MN\|CROSSLAKE, MN\|BRAHAM, MN\|ELY, MN\|CLOQUET, MN\|GRAND FORKS, ND\|E GRAND FORKS, MN\|WARREN, MN\|OSLO, MN\|VIRGINIA, MN\|FOLEY, MN\|ADA, MN\|TOWER, MN\|PINE CITY, MN\|CLINTON, MN\|APPLETON, WI	Previous registration
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	May 26, 2006	Jan 10, 2007	no	HOLYOKE, CO\|STERLING, CO\|BURLINGTON, CO\|FORT MORGAN, CO\|GREELEY, CO	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Mar 11, 2003	May 17, 2006	no	FORT MORGAN, CO\|STERLING, CO\|HOLYOKE, CO\|BURLINGTON, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INVESTMENT CENTERS OF AMERICA, INC.	LPL FINANCIAL LLC	Dec 6, 2017	Nov 29, 2017	-7	Bulk transfer	Other
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	INVESTMENT CENTERS OF AMERICA, INC.	Jan 10, 2007	Jan 16, 2007	6	Firm change	Other
CETERA INVESTMENT SERVICES LLC	BANCWEST INVESTMENT SERVICES, INC. (BWIS)	May 17, 2006	May 26, 2006	9	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Nov 29, 2017 to presentfactForm ADV
→ INVESTMENT CENTERS OF AMERICA, INC.Registered adviserregistration: previous registration
Jan 16, 2007 to Dec 6, 2017factForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
May 26, 2006 to Jan 10, 2007factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Mar 11, 2003 to May 17, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2bcf6b17-dda5-ded3-cc6c-a6e5030cc7ce
First observed: Mar 11, 2003
Last observed: Sep 15, 2026 5 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MICHAEL PAUL RITLAND

Advisor at LPL FINANCIAL LLC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:2bcf6b17-dda5-ded3-cc6c-a6e5030cc7ce

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:18 PM UTC and rebuilt at most every 15 minutes.