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K•••• G•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor34 years in industry

K•••• G•••• S••••••

Advisor at C•••••• W••••• P•••••••• L••

NAPLES, FL | MEDFORD LAKES, NJ

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Search this name across graphsid dfx:ria:2bdeff37-8668-314b-b500-25aeaf2b34a2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:21 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 13, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 17, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• W••••• P•••••••• L••	Independent wealth	Nov 29, 2021	n/a	yes	NAPLES, FL\|MEDFORD LAKES, NJ	Current employment
Q••• L••	Former SEC adviser	Jun 27, 2008	Aug 14, 2009	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Q••• L••	C•••••• W••••• P•••••••• L••	Aug 14, 2009	Nov 29, 2021	4,490	Firm change after gap	Other
K••••• A•••••••• I•••	Q••• L••	Jun 18, 2008

Relationships

Registered with (3)

→ C•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Nov 29, 2021 to presentfactForm ADV
→ Q••• L••Registered adviserregistration: previous registration
Jun 27, 2008 to Aug 14, 2009factForm ADV
→ K••••• A•••••••• I•••Registered adviserregistration: previous registration
Dec 13, 2007 to Jun 18, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2bdeff37-8668-314b-b500-25aeaf2b34a2
First observed: Dec 13, 2007
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.