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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 10b 100b

CAPITAL WEALTH PLANNING, LLC

CRD 150764

NAPLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0cdc878-5465-1225-9adf-d672a0ab48f0

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 23
Dated events: 13
On other graphs: 0
Observed: Mar 29, 2012 to Mar 20, 2026
53 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.56 fund_share=0.41 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $17BItem 5.F on the latest filing (2026-03-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $17B
Private client RAUM: $9.6BderivedItem 5.D individuals plus high net worth individuals
Private client share: 56%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 11
RAUM per advisor: $1.6Bderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 30
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 14,502
Individual clients: 11,151
High net worth clients: 1,066
SEC number: 801-70333
CIK: 1566728
CRD: 150764
Filings on the tape: 53
First filed: Mar 29, 2012
Latest filed: Mar 20, 2026
Organised: Limited Liability Company, FL

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
JOEY VAN OXFORD	n/a	NAPLES, FL	5	36	5	no
KEVIN GLENN SIMPSON	n/a	NAPLES, FL \| MEDFORD LAKES, NJ	4	34	2	no
JEFFREY ALAN CARNEY	n/a	NAPLES, FL	4	24	2	no
JUSTIN VIET-HOANG BUI	n/a	NAPLES, FL	2	18	n/a	no
Regan Wall	n/a	NAPLES, FL	1	18	4	no
DAVID MATTHEW WHITTAKER	n/a	NAPLES, FL	0	10	n/a	no
JOSE ARMANDO CRUZ	n/a	NAPLES, FL	0	10	n/a	no
JOSHUA LEE SMITH	Chartered Financial Analyst	NAPLES, FL	0	16	3	no
RYAN JEFFREY CARNEY	n/a	NAPLES, FL	0	12	1	no
BARRY JOSEPH MOHAN	n/a	NAPLES, FL	0	10	n/a	no
FRANCIS WILLIAM SEDGWICK	n/a	NAPLES, FL \| AMBLER, PA	0	13	2	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CARNEY, RYAN, JEFFREY	CHIEF COMPLIANCE OFFICER	Na	yes	08/2025	Mar 20, 2026	Mar 20, 2026
IRONS, JOANNA, M	Member	D	yes	04/2005	Mar 20, 2026	Mar 20, 2026
SIMPSON, KEVIN, GLENN	PRESIDENT, MEMBER, MANAGER	D	yes	04/2005	Mar 20, 2026	Mar 20, 2026
ALBENGA, LOUIS, KARL	CHIEF COMPLIANCE OFFICER	Na	yes	04/2020	Apr 3, 2020	Sep 26, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 20, 2026	$17B	$17B	30	6	1	n/a	n/a
2024	Feb 21, 2025	$11B	$11B	32	4	0	n/a	n/a
2023	Feb 26, 2024	$9.2B	$9.2B	29	4	0	n/a	n/a
2022	Mar 10, 2023	$7.6B	$7.6B	28	4	0	n/a	n/a
2021	Feb 3, 2022	$5.0B	$5.0B	19	2	0	n/a	n/a
2020	Feb 5, 2021	$2.6B	$2.6B	18	2	0	n/a	n/a
2019	Mar 30, 2020	$1.8B	$1.8B	18	1	0	n/a	n/a
2018	Mar 30, 2019	$1.2B	$1.2B	9	2	0	n/a	n/a
2017	Apr 2, 2018	$940M	$940M	15	4	0	n/a	n/a
2016	Feb 8, 2017	$623M	$623M	4	3	n/a	n/a	n/a
2015	Mar 8, 2016	$297M	$297M	8	3	n/a	n/a	n/a
2014	Apr 1, 2015	$379M	$379M	9	6	n/a	n/a	n/a
2013	Mar 15, 2014	$381M	$381M	4	3	n/a	n/a	n/a
2012	Apr 1, 2013	$265M	$175M	10	3	n/a	n/a	n/a
2011	Mar 29, 2012	$302M	$302M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
2	1	1	9.1%	0	0	0	3	4

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$17B	$11B	51.0%	$7.6B	31.5%	30	32	1	0

Relationships

Registered with (18)

← FRANCIS WILLIAM SEDGWICKAdvisorregistration: current employment
Apr 28, 2026 to presentfactForm ADV
← BARRY JOSEPH MOHANAdvisorregistration: current employment
Mar 18, 2026 to presentfactForm ADV
← JOSHUA LEE SMITHAdvisorregistration: current employment
Jan 1, 2026 to presentfactForm ADV
← RYAN JEFFREY CARNEYAdvisorregistration: previous registration
Oct 16, 2015 to Feb 2, 2018factForm ADV
← JOSE ARMANDO CRUZAdvisorregistration: current employment
Dec 17, 2025 to presentfactForm ADV
← DAVID MATTHEW WHITTAKERAdvisorregistration: current employment
Nov 10, 2025 to presentfactForm ADV
← Regan WallAdvisorregistration: current employment
Jan 21, 2025 to presentfactForm ADV
← JUSTIN VIET-HOANG BUIAdvisorregistration: current employment
Jul 16, 2024 to presentfactForm ADV
← KEVIN GLENN SIMPSONAdvisorregistration: current employment
Nov 29, 2021 to presentfactForm ADV
← JEFFREY ALAN CARNEYAdvisorregistration: current employment
Nov 29, 2021 to presentfactForm ADV
← JOEY VAN OXFORDAdvisorregistration: current employment
May 20, 2021 to presentfactForm ADV
← MATTHEW THOMAS HAMELAdvisorregistration: previous registration
Oct 2, 2024 to Oct 10, 2025factForm ADV
← Joshua R JanssenAdvisorregistration: previous registration
Apr 15, 2025 to Sep 4, 2025factForm ADV
← CURTIS MICHAEL WILLIAMSONAdvisorregistration: previous registration
Jul 13, 2023 to Nov 26, 2024factForm ADV
← Adam Cole AronsonAdvisorregistration: previous registration
Jul 10, 2023 to Apr 9, 2024factForm ADV
← PAULA BENGE JEWELLAdvisorregistration: previous registration
Feb 26, 2021 to Jul 29, 2021factForm ADV
← MACKENZIE C RICKMANAdvisorregistration: previous registration
Jun 8, 2017 to Dec 15, 2020factForm ADV
← JEFFREY DAVID DZIADZIOLAAdvisorregistration: previous registration
Mar 14, 2014 to Jul 25, 2014factForm ADV

Affiliated with (1)

← CAPITALROCK FINANCIAL, LLCRegistered adviserother investment adviser, common control
factForm ADV

Controls (3)

← SIMPSON, KEVIN, GLENNOwnerPRESIDENT, MEMBER, ownership code D, individual
Mar 29, 2012 to Sep 26, 2024factForm ADV
← ALBENGA, LOUIS, KARLOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Apr 3, 2020 to Sep 26, 2024factForm ADV
← IRONS, JOANNA, MOwnerMEMBER, ownership code D, individual
Apr 9, 2012 to Sep 26, 2024factForm ADV

Dated events

Occurred
Mar 20, 2026
Regulatory AUM changed
Capital Wealth Planning, Llc reported RAUM $17.2B, up 51% from $11.4B (2025-08-29 to 2026-03-20)
Form ADVobserved 6 days ago
$5.8B
Occurred
Oct 10, 2025
Advisor changed firm
Matthew Thomas Hamel left Capital Wealth Planning, Llc for Symmetry Partners (registered 2025-10-20)
Form ADVobserved 6 days ago
Occurred
Sep 4, 2025
Advisor changed firm
Joshua R Janssen left Capital Wealth Planning, Llc for Lincoln Investment (registered 2025-10-14)
Form ADVobserved 6 days ago
Occurred
Nov 26, 2024
Advisor changed firm
Curtis Michael Williamson left Capital Wealth Planning, Llc for Fisher Investments (registered 2024-11-29)
Form ADVobserved 6 days ago
Occurred
Apr 9, 2024
Advisor changed firm
Adam Cole Aronson left Capital Wealth Planning, Llc for Assetmark, Inc. (registered 2026-01-08)
Form ADVobserved 6 days ago
Occurred
Mar 10, 2023
Regulatory AUM changed
Capital Wealth Planning, Llc reported RAUM $7.6B, up 52% from $5.0B (2022-04-22 to 2023-03-10)
Form ADVobserved 6 days ago
$2.6B
Occurred
Feb 3, 2022
Regulatory AUM changed
Capital Wealth Planning, Llc reported RAUM $5.0B, up 90% from $2.6B (2021-07-28 to 2022-02-03)
Form ADVobserved 6 days ago
$2.4B
Occurred
Feb 5, 2021
Regulatory AUM changed
Capital Wealth Planning, Llc reported RAUM $2.6B, up 46% from $1.8B (2020-12-15 to 2021-02-05)
Form ADVobserved 6 days ago
$827M
Occurred
Apr 3, 2020
Control person left
Joseph Brian Bruneau (Chief Compliance Officer) no longer on Schedule A of Capital Wealth Planning, Llc (listed 2020-03-30, absent 2020-04-03)
Form ADVobserved 6 days ago
Occurred
Apr 3, 2020
Control person joined
Karl Louis Albenga (Chief Compliance Officer) appeared on Schedule A of Capital Wealth Planning, Llc
Form ADVobserved 6 days ago
Occurred
Oct 16, 2019
Regulatory AUM changed
Capital Wealth Planning, Llc reported RAUM $1.6B, up 29% from $1.2B (2019-05-02 to 2019-10-16)
Form ADVobserved 6 days ago
$353M
Occurred
Mar 30, 2019
Regulatory AUM changed
Capital Wealth Planning, Llc reported RAUM $1.2B, up 29% from $939.9M (2018-04-13 to 2019-03-30)
Form ADVobserved 6 days ago
$272M
Occurred
Apr 2, 2018
Regulatory AUM changed
Capital Wealth Planning, Llc reported RAUM $939.9M, up 51% from $623.1M (2017-09-26 to 2018-04-02)
Form ADVobserved 6 days ago
$317M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a0cdc878-5465-1225-9adf-d672a0ab48f0
First observed: Mar 29, 2012
Last observed: Mar 20, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPITAL WEALTH PLANNING, LLC

CRD 150764

NAPLES, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a0cdc878-5465-1225-9adf-d672a0ab48f0

Data as of Mar 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:03 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

JOEY VAN OXFORD

n/a

NAPLES, FL

KEVIN GLENN SIMPSON

n/a

NAPLES, FL | MEDFORD LAKES, NJ

JEFFREY ALAN CARNEY

n/a

NAPLES, FL

JUSTIN VIET-HOANG BUI

n/a

NAPLES, FL

n/a

Regan Wall

n/a

NAPLES, FL

DAVID MATTHEW WHITTAKER

n/a

NAPLES, FL

n/a

JOSE ARMANDO CRUZ

n/a

NAPLES, FL

n/a

JOSHUA LEE SMITH

Chartered Financial Analyst

NAPLES, FL

RYAN JEFFREY CARNEY

n/a

NAPLES, FL

BARRY JOSEPH MOHAN

n/a

NAPLES, FL

n/a

FRANCIS WILLIAM SEDGWICK

n/a

NAPLES, FL | AMBLER, PA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CARNEY, RYAN, JEFFREY

CHIEF COMPLIANCE OFFICER

yes

08/2025

Mar 20, 2026

IRONS, JOANNA, M

Member

yes

04/2005

Mar 20, 2026

SIMPSON, KEVIN, GLENN

PRESIDENT, MEMBER, MANAGER

yes

04/2005

Mar 20, 2026

ALBENGA, LOUIS, KARL

CHIEF COMPLIANCE OFFICER

yes

04/2020

Apr 3, 2020

Sep 26, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 20, 2026

$17B

n/a

2024

Feb 21, 2025

$11B

n/a

2023

Feb 26, 2024

$9.2B

n/a

2022

Mar 10, 2023

$7.6B

n/a

2021

Feb 3, 2022

$5.0B

n/a

2020

Feb 5, 2021

$2.6B

n/a

2019

Mar 30, 2020

$1.8B

n/a

2018

Mar 30, 2019

$1.2B

n/a

2017

Apr 2, 2018

$940M

n/a

2016

Feb 8, 2017

$623M

n/a

2015

Mar 8, 2016

$297M

n/a

2014

Apr 1, 2015

$379M

n/a

2013

Mar 15, 2014

$381M

n/a

2012

Apr 1, 2013

$265M

$175M

n/a

2011

Mar 29, 2012

$302M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

9.1%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$17B

$11B

51.0%

$7.6B

31.5%