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RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

JULIE TARAK ANDERSON

Advisor at LPL FINANCIAL LLC

GRAND RAPIDS, MI

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Search this name across graphsid dfx:ria:2becf42b-8705-c171-c081-de2b91a237a6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 26, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 16, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Nov 16, 1993
First registration: Jan 26, 2011
Dual registered: yes, broker-dealer
Other names: JULIE ANNE ANDERSON|JULIE ANNE TARAK|JULIE A TARAK
IAPD individual key: 2413121

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Feb 1, 2024	n/a	yes	GRAND RAPIDS, MI	Current employment
OSAIC INSTITUTIONS, INC.	Bd affiliated wealth	Jul 1, 2016	Feb 1, 2024	no	TROY, MI\|GRAND RAPIDS, MI	Previous registration
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	Dec 2, 2015	Jul 1, 2016	no	TROY, MI	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Aug 14, 2015	no	IONIA, MI	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Jan 26, 2011	Jan 21, 2014	no	SAGINAW, MI\|MASON, MI\|BATTLE CREEK, MI\|MASON, MI\|IONIA, MI\|LESLIE, MI\|MASON, MI\|IONIA, MI\|LESLIE, MI\|CARO, MI\|GRAND RAPIDS, MI\|MOUNT PLEASANT MT., MI\|TAWAS CITY, MI\|SAGINAW, MI\|ESSEXVILLE, MI\|ROSE CITY, MI\|GAYLORD, MI\|HILLMAN, MI\|ALPENA, MI\|GAYLORD, MI\|BAY CITY, MI\|EAST LANSING, MI\|BEVERLY HILLS, MI\|IONIA, MI\|TROY, MI\|IONIA, MI\|ROCKFORD, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
OSAIC INSTITUTIONS, INC.	LPL FINANCIAL LLC	Feb 1, 2024	Feb 1, 2024	0	Firm change	Ibd to ibd
ESSEX NATIONAL SECURITIES, INC.	OSAIC INSTITUTIONS, INC.	Jul 1, 2016	Jul 1, 2016	0	Bulk transfer	Other
CETERA INVESTMENT ADVISERS LLC	ESSEX NATIONAL SECURITIES, INC.	Aug 14, 2015	Dec 2, 2015	110	Firm change	Other
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
35371:6413:MI:2024-01-30	Feb 1, 2024	Feb 1, 2024	GRAND RAPIDS, MI	Firm change

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Feb 1, 2024 to presentfactForm ADV
→ OSAIC INSTITUTIONS, INC.Registered adviserregistration: previous registration
Jul 1, 2016 to Feb 1, 2024factForm ADV
→ ESSEX NATIONAL SECURITIES, INC.Registered adviserregistration: previous registration
Dec 2, 2015 to Jul 1, 2016factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to Aug 14, 2015factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jan 26, 2011 to Jan 21, 2014factForm ADV

Dated events

Occurred
Feb 1, 2024
Advisor changed firm
Julie Tarak Anderson left Osaic Institutions, Inc. for Lpl Financial Llc (registered 2024-02-01)
Form ADVobserved 4 days ago