DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Julie Tarak Anderson

LPL Financial LLCBD affiliatedGrand Rapids, Midual registrantIAPD 2413121

Feed of 09/14/2026

Also filed as Julie Anne Anderson

At current firm

2 y

since Feb 1, 2024

In the industry

32 y

since Nov 16, 1993 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

LPL Financial LLC BD affiliated current
since Feb 1, 2024 · Grand Rapids, Mi
Osaic Institutions, Inc. BD affiliated
Jul 1, 2016 to Feb 1, 2024 · Troy, Mi
Essex National Securities, Inc. former
Dec 2, 2015 to Jul 1, 2016 · Troy, Mi
Cetera Investment Advisers LLC BD affiliated
Jan 21, 2014 to Aug 14, 2015 · Ionia, Mi
Cetera Investment Services LLC former
Jan 26, 2011 to Jan 21, 2014 · Saginaw, Mi

Moves

a registration end followed by a registration begin elsewhere

Osaic Institutions, Inc. to LPL Financial LLC
left Feb 1, 2024, registered Feb 1, 2024 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
Essex National Securities, Inc. to Osaic Institutions, Inc.
left Jul 1, 2016, registered Jul 1, 2016 (0 days) · corporate re-registration, not a move
Cetera Investment Advisers LLC to Essex National Securities, Inc.
left Aug 14, 2015, registered Dec 2, 2015 (110 days) · Other
Cetera Investment Services LLC to Cetera Investment Advisers LLC
left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move

Signals

Julie Tarak Anderson left Osaic Institutions, Inc. for Lpl Financial Llc (registered 2024-02-01)
Feb 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 32derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address