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Advisor at FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC
LAKEWAY, TX | Newberry Park, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC | Independent wealth | Sep 16, 2021 | n/a | yes | Newberry Park, CA|LAKEWAY, TX | Current employment |
| FORTA FINANCIAL GROUP, INC. | Former SEC adviser | Apr 2, 2020 | Oct 5, 2021 | no | AUSTIN, TX|Newberry Park, CA | Previous registration |
| WESTERN INTERNATIONAL SECURITIES | Former SEC adviser | Jan 14, 2019 | Apr 1, 2020 | no | Pasadena, CA | Previous registration |
| MUTUAL ADVISORS, LLC | Bd affiliated wealth | Feb 22, 2017 | Jan 14, 2019 | no | Camarillo, CA | Previous registration |
| FINANCIAL WEST GROUP | Former SEC adviser | Nov 7, 2002 | Feb 17, 2017 | no | WESTLAKE VILLAGE, CA|WESTLAKE VILLAGE, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FORTA FINANCIAL GROUP, INC. | FINANCIAL GRAVITY FAMILY OFFICE SERVICES, LLC | Oct 5, 2021 | Sep 16, 2021 | -19 | Channel change | RIA to new firm |
| WESTERN INTERNATIONAL SECURITIES | FORTA FINANCIAL GROUP, INC. | Apr 1, 2020 | Apr 2, 2020 | 1 | Firm change | Ibd to RIA |
| MUTUAL ADVISORS, LLC | WESTERN INTERNATIONAL SECURITIES | Jan 14, 2019 | Jan 14, 2019 | 0 | Firm change | Ibd to RIA |
| FINANCIAL WEST GROUP | MUTUAL ADVISORS, LLC | Feb 17, 2017 | Feb 22, 2017 | 5 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 28784:316024:CA:2021-10-04 | Oct 5, 2021 | Sep 16, 2021 | NEWBERRY PARK, CA | Firm change |