DFX Intelligence

M•••••• L• W••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

M•••••• L• W••••••

Advisor at A•••••• S•••• W••••• M••••••••• L••

Naples, FL | VANCOUVER, WA

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Search this name across graphsid dfx:ria:2bfd1aee-3681-dc48-f380-c5b22a21e48e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:36 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: May 5, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• S•••• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 14, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• S•••• W••••• M••••••••• L••	Independent wealth	Aug 4, 2026	n/a	yes	VANCOUVER, WA\|Naples, FL	Current employment
V••••• C•••••• M••••••••• L••	Independent wealth	Jul 23, 2019	Apr 27, 2026	no	BARTLETT, IL\|BRENTWOOD, TN\|NAPLES, FL\|ANTIOCH, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••••• C•••••• M••••••••• L••	A•••••• S•••• W••••• M••••••••• L••	Apr 27, 2026	Aug 4, 2026	99	Firm change	RIA to RIA
H••••• I••••••••• M••••••••• L••	V••••• C•••••• M••••••••• L••	Jul 25, 2019	Jul 23, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
119880:167816:OH:2019-07-19	Jul 25, 2019	Jul 23, 2019	CINCINNATI, OH	Firm change

Relationships

Registered with (3)

→ A•••••• S•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 4, 2026 to presentfactForm ADV
→ V••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jul 23, 2019 to Apr 27, 2026factForm ADV
→ H••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
May 5, 2016 to Jul 25, 2019factForm ADV

Dated events

Occurred
Apr 27, 2026
A•••••• firm change
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:2bfd1aee-3681-dc48-f380-c5b22a21e48e
First observed: May 5, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.