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Reading the graph
CRD 145265
ERIE, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| PARK SHORE OPPORTUNITY FUND LTD | Hedge Fund | $95.0M | Nov 4, 2024 | 1 | Feb 27, 2012 | reported | 021-173570 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BAER, DAN, E | Manager | Na | yes | 06/2007 | Feb 27, 2012 | Nov 4, 2024 |
| CROSS, SCOTT, ALLAN | CHIEF OPERATING OFFICER | Na | yes | 09/2009 | Jul 15, 2024 | Nov 4, 2024 |
| HBK SORCE FINANCIAL LLC | PARENT COMPANY | E | yes | 06/2007 | Feb 27, 2012 | Nov 4, 2024 |
| HBK SORCE HOLDINGS LLC | Owner | E | yes | 08/2008 | Feb 27, 2012 | Nov 4, 2024 |
| HILL BARTH & KING FINANCIAL HOLDINGS LLC | Owner | D | yes | 08/2008 | Feb 27, 2012 | Nov 4, 2024 |
| WASSMANN, MICHAEL, GUSTAVE | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2011 | Feb 27, 2012 | Nov 4, 2024 |
| WAUTERLEK, ANTHONY, BRENT | PORTFOLIO MANAGER | Na | yes | 06/2007 | Feb 27, 2012 | Nov 4, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| HBK SORCE ADVISORY LLC | n/a | Independent wealth | $7.7B | N | yes | n/a |
| ELITE LIFE MANAGEMENT LLC | n/a | Independent wealth | $147M | N | yes | n/a |
| HBK SORCE BROKERAGE LLC | n/a | n/a | n/a | N | yes | n/a |
| HBK SORCE INSURANCE LLC | n/a | n/a | n/a | N | yes | n/a |
| HILL, BARTH AND KING LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Naples | FL | United States | 7 | no |
| Warrendale | Pa | United States | 3 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 | Nov 1, 2024 | $115M | $115M | 12 | 10 | 2 | 1 | $95.0M |
| 2023 | Nov 9, 2023 | $103M | $103M | 12 | 12 | 3 | 1 | $103M |
| 2022 | Nov 1, 2022 | $109M | $109M | 9 | 8 | 1 | 1 | $105M |
| 2021 | Sep 16, 2021 | $105M | $105M | 8 | 7 | 1 | 1 | $105M |
| 2020 | Oct 30, 2020 | $83.2M | $83.2M | 7 | 5 | 1 | 1 | $83.2M |
| 2019 | Nov 15, 2019 | $80.8M | $80.8M | 7 | 5 | 1 | 1 | $80.8M |
| 2018 | Nov 8, 2018 | $75.4M | $75.4M | 7 | 5 | 1 | 1 | $75.4M |
| 2017 | Oct 6, 2017 | $65.1M | $65.1M | 7 | 5 | 1 | 1 | $65.1M |
| 2016 | Nov 9, 2016 | $53.7M | $53.7M | 6 | 5 | n/a | 1 | $53.7M |
| 2015 | Oct 9, 2015 | $51.2M | $51.2M | 6 | 5 | n/a | 1 | $51.2M |
| 2014 | Nov 11, 2014 | $49.0M | $49.0M | 6 | 5 | n/a | 1 | $49.0M |
| 2013 | Nov 8, 2013 | $39.9M | $39.9M | 6 | 5 | n/a | 1 | $33.5M |
| 2012 | Oct 18, 2012 | $33.5M | $33.5M | n/a | n/a | n/a | 1 | $33.5M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 2 | -2 | 28.6% | 0 | 2 | 0 | 0 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $110M | $103M | 6.6% | $105M | 1.6% | 7 | 12 | 2 | 3 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| HBKS WEALTH ADVISORS | 2 | Jul 24, 2026 | Jul 29, 2021 | NAPLES, FL | Team lift out | Other | 22.2% |