This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.85 fund_share=0.0 institutional_share=0.14 related_bd=true related_bank=false bd_reps=0.0

Regulatory AUM

$259MItem 5.F on the latest filing (2026-03-04); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$259M

Private client RAUM

$220MderivedItem 5.D individuals plus high net worth individuals

Private client share

85%derivedprivate client RAUM over total RAUM

Advisors on IAPD

4

RAUM per advisor

$64.7Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

5

Advisory employees

4

Offices

1Schedule D 1.F, beyond the principal office

Accounts

182

Individual clients

26

High net worth clients

18

SEC number

801-130392

CRD

166742

Filings on the tape

6

First filed

May 1, 2024

Latest filed

Mar 4, 2026

Organised

Limited Liability Company, PA

Website

upswia.com

• Occurred

  Mar 28, 2025
  Regulatory AUM changed

  Steel Tower Investments reported RAUM $300.7M, up 160% from $115.6M (2024-08-28 to 2025-03-28)

  Form ADVobserved 5 days ago
  $185M
• Occurred

  May 1, 2024
  First Form ADV filing

  Steel Tower Investments filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:df019b3f-81d0-6c1c-ccfe-31af773232c5

First observed

May 1, 2024

Last observed

Mar 4, 2026 6 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.