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Advisor at SECURE ASSET MANAGEMENT, L.L.C.
TROY, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SECURE ASSET MANAGEMENT, L.L.C. | Independent wealth | Oct 8, 2025 | n/a | yes | TROY, MI | Current employment |
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Former SEC adviser | Jul 15, 2013 | Oct 22, 2013 | no | FOREST HILLS, NY | Previous registration |
| TD AMERITRADE, INC. | Former SEC adviser | Jul 15, 2013 | Oct 22, 2013 | no | Forest Hills, NY | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | May 14, 2010 | Jun 5, 2013 | no | NEW YORK, NY | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 11, 2008 | Aug 5, 2008 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| TD AMERITRADE INVESTMENT MANAGEMENT, LLC | SECURE ASSET MANAGEMENT, L.L.C. | Oct 22, 2013 | Oct 8, 2025 | 4,369 | Firm change after gap | Other |
| TD AMERITRADE, INC. | TD AMERITRADE INVESTMENT MANAGEMENT, LLC | Oct 22, 2013 | Jul 15, 2013 | -99 | Channel change | Other |
| EQUITABLE ADVISORS, LLC | TD AMERITRADE, INC. | Jun 5, 2013 | Jul 15, 2013 | 40 | Firm change | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | EQUITABLE ADVISORS, LLC | Aug 5, 2008 | May 14, 2010 | 647 | Firm change after gap | Wirehouse to ibd |